UBS O'Connor’s Genesee & Wyoming Inc. GWR Stock Holding History

UBS O'Connor’s Portfolio GWR Stock Details GWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,538,321	Closed	-$170M	–	399
2019 Q3	$170M	Buy	+1,538,321	New	+$169M	4.73%	4
2017 Q1	–	Sell	-80,000	Closed	-$5.55M	–	512
2016 Q4	$5.55M	Buy	+80,000	New	+$5.71M	0.11%	212

Other funds holding GWR

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $2.66B AUM 26.2% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

GGPE

Golden Gate Private Equity San Francisco, California $241M AUM 13.37% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

RIM

Redpoint Investment Management Sydney, NSW, Australia $684M AUM 13.14% 1-Year Est. Return

TCOV

Trust Company of Vermont Brattleboro, Vermont $2.68B AUM

MRCM

M&R Capital Management Summit, New Jersey $454M AUM 40.11% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

UBS O'Connor's GWR Position: Q4 2019 in Review

UBS O'Connor sold out of Genesee & Wyoming Inc. (GWR) in Q4 2019, closing a stake of 1,538,321 shares — an estimated $170M sold.

UBS O'Connor first reported a position in GWR in Q4 2016 and held it in 2 quarters. The position peaked at $170M in Q3 2019. 8 funds tracked by Wall St. Rank hold GWR as of Q4 2019.

UBS O'Connor reported no remaining Genesee & Wyoming Inc. position as of Q4 2019 after selling out during the quarter.
UBS O'Connor sold 1,538,321 Genesee & Wyoming Inc. shares in Q4 2019, an estimated $170M.
UBS O'Connor first reported a position in Genesee & Wyoming Inc. in Q4 2016 and held it in 2 quarters.
UBS O'Connor's Genesee & Wyoming Inc. position peaked at $170M in Q3 2019.
8 funds tracked by Wall St. Rank held Genesee & Wyoming Inc. as of Q4 2019.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.