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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCC
1
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$218M 4.44%
2,814,188
+617,256
+28% +$47.8M
NLSN
2
DELISTED
Nielsen Holdings plc
NLSN
$186M 3.79%
4,182,243
+977,093
+30% +$45.1M
SCHW
3
Charles Schwab
SCHW
$187B
$112M 2.28%
3,927,245
+505,372
+15% +$16.2M
CYN
4
DELISTED
CITY NATIONAL CORPORATION
CYN
$106M 2.17%
1,208,232
-3,610
-0.3% -$320K
BFH icon
5
Bread Financial
BFH
$4.44B
$88.6M 1.8%
428,817
+100,710
+31% +$21.8M
HLF icon
6
Herbalife
HLF
$1.19B
$83.2M 1.69%
3,053,004
+160,108
+6% +$4.39M
PYPL icon
7
PayPal
PYPL
$51.1B
$82.2M 1.67%
+2,646,718
New +$94.8M
NUE icon
8
Nucor
NUE
$61.9B
$70.7M 1.44%
1,883,135
+1,103,135
+141% +$47.3M
CAG icon
9
Conagra Brands
CAG
$7.11B
$64.4M 1.31%
2,041,342
+980,365
+92% +$32.9M
PEP icon
10
PepsiCo
PEP
$189B
$64M 1.3%
679,061
-5,174
-0.8% -$492K
AA icon
11
Alcoa
AA
$12.5B
$63.5M 1.29%
2,733,737
+2,526,163
+1,217% +$59.1M
HCBK
12
DELISTED
HUDSON CITY BANCORP INC
HCBK
$62.8M 1.28%
+6,174,952
New +$61M
EBAY icon
13
eBay
EBAY
$48.9B
$62.3M 1.27%
2,550,749
-1,445,393
-36% -$38.9M
DAL icon
14
Delta Air Lines
DAL
$60.5B
$59.9M 1.22%
1,335,754
+895,364
+203% +$40.2M
TYC
15
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$57.3M 1.17%
1,634,979
+790,587
+94% +$30.4M
K
16
DELISTED
Kellanova
K
$56.1M 1.14%
898,109
-196,560
-18% -$12.3M
CMPR icon
17
Cimpress
CMPR
$2.34B
$55.5M 1.13%
729,251
+48,544
+7% +$3.61M
TW
18
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$54.9M 1.12%
467,338
+174,597
+60% +$21.6M
AAL icon
19
American Airlines Group
AAL
$10.6B
$51.9M 1.06%
1,337,378
+24,148
+2% +$992K
JCI icon
20
Johnson Controls International
JCI
$93.6B
$47.1M 0.96%
1,087,723
+525,172
+93% +$24.2M
KO icon
21
Coca-Cola
KO
$374B
$44.5M 0.91%
1,109,392
+295,138
+36% +$11.8M
EUO icon
22
ProShares UltraShort Euro
EUO
$34.8M
$44.1M 0.9%
1,809,514
+609,514
+51% +$15.1M
CVC
23
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$44.1M 0.9%
+1,357,125
New +$37M
POST icon
24
Post Holdings
POST
$4.09B
$43.5M 0.89%
1,124,301
-420,444
-27% -$16.5M
GM icon
25
General Motors
GM
$76.3B
$43.2M 0.88%
1,440,656
+881,941
+158% +$27M
1
2 3 4 5

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.