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UOC
UBS O'Connor Portfolio holdings
AUM
$3.38B
1-Year Est. Return
63.08%
This Fund
S&P 500
This Quarter
Est. Return
+30.65%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$1.31B
AUM Growth
-$1.46B
(-53%)
Cap. Flow
-$1.18B
Cap. Flow
% of AUM
-89.71%
Top 10 Holdings %
Top 10 Hldgs %
100%
Holding
212
New
7
Increased
2
Reduced
1
Closed
202
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FDC
First Data Corporation
FDC
|
+$401M |
| 2 |
LLL
L3 Technologies, Inc.
LLL
|
+$141M |
| 3 |
CELG
Celgene Corp
CELG
|
+$123M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$108M |
| 5 |
STI
SunTrust Banks, Inc.
STI
|
+$101M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$334M |
| 2 |
DNB
Dun & Bradstreet
DNB
|
+$89.7M |
| 3 |
ARRS
ARRIS International plc Ordinary Shares
ARRS
|
+$89.6M |
| 4 |
Cigna
CI
|
+$87.4M |
| 5 |
ATHN
Athenahealth, Inc.
ATHN
|
+$72.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Industrials | 33.79% |
| 2 | Communication Services | 24.92% |
| 3 | Technology | 16.54% |
| 4 | Healthcare | 13.43% |
| 5 | Financials | 7.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FDC
1
DELISTED
First Data Corporation
FDC
| $443M | 33.79% |
+16,863,844
| New | +$401M |
|
|
RHT
2
DELISTED
Red Hat Inc
RHT
| $281M | 21.47% |
1,540,616
+602,905
| +64% | +$108M |
|
|
LLL
3
DELISTED
L3 Technologies, Inc.
LLL
| $146M | 11.17% |
+709,362
| New | +$141M |
|
|
CELG
4
DELISTED
Celgene Corp
CELG
| $132M | 10.08% |
+1,401,594
| New | +$123M |
|
|
STI
5
DELISTED
SunTrust Banks, Inc.
STI
| $97.6M | 7.45% |
+1,647,855
| New | +$101M |
|
|
MLNX
6
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $70.4M | 5.37% |
+595,096
| New | +$59.8M |
|
|
TRCO
7
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
| $45.3M | 3.45% |
981,690
-993,506
| -50% | -$45.7M |
|
8
Pacific Biosciences
PACB
$363M
| $43.8M | 3.34% |
6,064,035
+3,067,221
| +102% | +$22.2M |
|
|
WP
9
DELISTED
Worldpay, Inc.
WP
| $39.4M | 3.01% |
+347,160
| New | +$31.5M |
|
|
S
10
DELISTED
Sprint Corporation
S
| $11.4M | 0.87% |
+2,022,445
| New | +$12.5M |
|
11
Agree Realty
ADC
$9.5B
| – | – |
-22,600
| Closed | -$1.34M |
|
12
Automatic Data Processing
ADP
$109B
| – | – |
-170,000
| Closed | -$22.3M |
|
13
ADT
ADT
$5.59B
| – | – |
-90,000
| Closed | -$541K |
|
14
Applied Materials
AMAT
$419B
| – | – |
-227,650
| Closed | -$7.45M |
|
15
American Homes 4 Rent
AMH
$12.4B
| – | – |
-138,400
| Closed | -$2.75M |
|
16
Amazon
AMZN
$2.94T
| – | – |
-226,800
| Closed | -$17M |
|
17
Air Products & Chemicals
APD
$66.8B
| – | – |
-320,000
| Closed | -$51.2M |
|
18
Aqua Metals
AQMS
$9.53M
| – | – |
-2,765
| Closed | -$1.01M |
|
19
Ardelyx
ARDX
$1.2B
| – | – |
-258,105
| Closed | -$462K |
|
20
ASML
ASML
$655B
| – | – |
-7,736
| Closed | -$1.2M |
|
21
Autohome
ATHM
$2.62B
| – | – |
-6,500
| Closed | -$508K |
|
22
Axalta
AXTA
$8.03B
| – | – |
-159,302
| Closed | -$3.73M |
|
|
23
PUT
Axalta
AXTA
$8.03B
| – | – |
-82,500
| Closed | -$217K |
|
24
Alibaba
BABA
$304B
| – | – |
-50,000
| Closed | -$6.85M |
|
25
BlackBerry
BB
$5.15B
| – | – |
-100,000
| Closed | -$711K |
|
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UBS O'Connor's Q1 2019 Portfolio in Review
As of Q1 2019, UBS O'Connor held 212 positions worth $1.31B, down 53% from $2.77B the previous quarter. Its ten largest holdings account for 100% of the portfolio.
UBS O'Connor withdrew a net $1.18B in Q1 2019, closing 202 positions and reducing 1 holding. Its most notable exit was Twenty-First Century Fox, Inc. Class A, an estimated $334M position sold in full.
By sector, the portfolio is most concentrated in Industrials at 34% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Technology.
Against the trend, UBS O'Connor opened a new position in First Data Corporation worth $443M.
- UBS O'Connor's largest Q1 2019 buy was First Data Corporation: 16,863,844 shares worth $443M.
- UBS O'Connor added most to Red Hat Inc in Q1 2019, an estimated $108M increase.
- UBS O'Connor's biggest Q1 2019 reduction was TRIBUNE MEDIA COMPANY CLASS A, cutting an estimated $45.7M.
- UBS O'Connor fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $334M.
- UBS O'Connor's ten largest holdings make up 100% of its $1.31B portfolio in Q1 2019.
- UBS O'Connor opened 7 new positions and closed 202 in Q1 2019.
- UBS O'Connor's portfolio value fell 53% quarter-over-quarter to $1.31B.
Based on UBS O'Connor's 13F filing for Q1 2019, filed 13 May 2019.