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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TRW
1
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$164M 2.86%
1,599,148
+200,448
+14% +$20.5M
2014 Q3
1 quarter
NLSN
2
DELISTED
Nielsen Holdings plc
NLSN
$158M 2.74%
3,528,014
+537,314
+18% +$23M
2013 Q2
6 quarters
COV
3
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$142M 2.47%
1,391,000
-129,000
-8% -$12.4M
2014 Q2
2 quarters
PL icon
4
DELISTED
PROTECTIVE LIFE CORP
PL
$135M 2.35%
1,936,786
+292,507
+18% +$20.4M
2014 Q2
2 quarters
CFN
5
DELISTED
CAREFUSION CORPORATION
CFN
$129M 2.24%
+2,168,433
New +$125M
2014 Q4
0 quarters
DTV
6
DELISTED
DIRECTV COM STK (DE)
DTV
$115M 1.99%
1,322,012
+314,000
+31% +$27M
2014 Q2
2 quarters
HUM icon
7
Humana
HUM
$51.9B
$109M 1.9%
761,688
-468,366
-38% -$64M
2013 Q2
6 quarters
AGN
8
DELISTED
Allergan Inc
AGN
$97.8M 1.7%
460,000
+360,000
+360% +$71.6M
2014 Q2
2 quarters
SIAL
9
DELISTED
SIGMA - ALDRICH CORP
SIAL
$96.5M 1.68%
703,195
+513,195
+270% +$69.7M
2014 Q3
1 quarter
SCHW icon
10
Charles Schwab
SCHW
$167B
$94.3M 1.64%
3,122,872
+2,672
+0.1% +$75.9K
2013 Q2
6 quarters
TWC
11
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$89.4M 1.55%
588,022
– –
2013 Q3
5 quarters
MU icon
12
Micron Technology
MU
$1.16T
$85.1M 1.48%
2,429,532
+121,211
+5% +$4.01M
2013 Q4
4 quarters
CVD
13
DELISTED
COVANCE INC.
CVD
$84.1M 1.46%
+810,100
New +$75.9M
2014 Q4
0 quarters
ASH icon
14
Ashland
ASH
$3.23B
$82.3M 1.43%
1,404,835
-403,798
-22% -$21.8M
2013 Q2
6 quarters
EBAY icon
15
eBay
EBAY
$49.9B
$79.4M 1.38%
3,362,114
+492,887
+17% +$11.2M
2013 Q4
4 quarters
FDO
16
DELISTED
FAMILY DOLLAR STORES
FDO
$78.3M 1.36%
988,280
+509,526
+106% +$40M
2014 Q3
1 quarter
AAL icon
17
American Airlines Group
AAL
$8.45B
$74.8M 1.3%
1,394,431
+547,630
+65% +$23.6M
2013 Q4
4 quarters
CBST
18
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$59.7M 1.04%
+592,729
New +$46.1M
2014 Q4
0 quarters
ROC icon
19
DELISTED
ROCKWOOD HLDGS INC
ROC
$57M 0.99%
722,890
+572,890
+382% +$44.2M
2014 Q3
1 quarter
DRC
20
DELISTED
DRESSER-RAND GROUP INC
DRC
$56.6M 0.98%
691,695
+581,189
+526% +$47.3M
2014 Q3
1 quarter
HSP
21
DELISTED
HOSPIRA INC
HSP
$55.1M 0.96%
899,819
-141,942
-14% -$8.01M
2013 Q2
6 quarters
BFH icon
22
Bread Financial
BFH
$3.86B
$54.5M 0.95%
238,785
+31,431
+15% +$6.88M
2014 Q2
2 quarters
PEP icon
23
PepsiCo
PEP
$172B
$52M 0.9%
+549,731
New +$52.7M
2014 Q4
0 quarters
WMT icon
24
Walmart Inc
WMT
$883B
$45.3M 0.79%
1,581,603
+564,228
+55% +$15.2M
2014 Q3
1 quarter
HCBK
25
DELISTED
HUDSON CITY BANCORP INC
HCBK
$45.2M 0.79%
4,463,300
+853,100
+24% +$8.23M
2013 Q3
5 quarters
1
2 3 4 5

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.