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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.81B
AUM Growth
-$531M
Cap. Flow
-$1.24B
Cap. Flow %
-25.85%
Top 10 Hldgs %
18.16%
Holding
673
New
167
Increased
91
Reduced
97
Closed
256
Avg Time Held Equity + Options
0.6 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.4 quarters
Avg Time Held Equity only
0.6 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.4 quarters

Top Buys

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$59.4M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$56.3M
3
SPG icon
Simon Property Group
SPG
+$52M
4
TSM icon
TSMC
TSM
+$45.4M
5
M icon
Macy's
M
+$44.3M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$167M
2
GDI
GARDNER DENVER,INC
GDI
+$60.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$58.7M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$55.2M
5
AAP icon
Advance Auto Parts
AAP
+$48.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.53%
2 Real Estate 16.41%
3 Consumer Staples 12.46%
4 Financials 6.75%
5 Consumer Discretionary 6.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LIFE icon
1
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$93.9M 1.95%
1,254,694
-15,411
-1% -$1.15M
2013 Q2
1 quarter
PM icon
2
Philip Morris
PM
$314B
$88.1M 1.83%
1,017,968
+462,968
+83% +$40.5M
2013 Q2
1 quarter
HUM icon
3
Humana
HUM
$51.9B
$81.6M 1.7%
874,175
+314,337
+56% +$28.8M
2013 Q2
1 quarter
MSFT icon
4
Microsoft
MSFT
$3.97T
$64.6M 1.34%
1,938,838
+617,652
+47% +$20.3M
2013 Q2
1 quarter
MDLZ icon
5
Mondelez International
MDLZ
$77.1B
$61.7M 1.28%
1,962,274
-607,727
-24% -$18.9M
2013 Q2
1 quarter
ONXX
6
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$60.5M 1.26%
484,886
+444,886
+1,112% +$56.3M
2013 Q2
1 quarter
CL icon
7
Colgate-Palmolive
CL
$70.4B
$59.4M 1.24%
+1,002,498
New +$59.4M
2013 Q3
0 quarters
EL icon
8
Estee Lauder
EL
$35.5B
$58.7M 1.22%
840,359
-131,522
-14% -$8.91M
2013 Q2
1 quarter
NLSN
9
DELISTED
Nielsen Holdings plc
NLSN
$53.8M 1.12%
1,475,842
+104,773
+8% +$3.6M
2013 Q2
1 quarter
SPG icon
10
Simon Property Group
SPG
$64.5B
$49.9M 1.04%
+357,778
New +$52M
2013 Q3
0 quarters
MHFI
11
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$46.6M 0.97%
711,160
+201,720
+40% +$12.2M
2013 Q2
1 quarter
NE icon
12
DELISTED
Noble Corporation
NE
$45.7M 0.95%
1,384,240
-80,932
-6% -$2.75M
2013 Q2
1 quarter
TSM icon
13
TSMC
TSM
$2.35T
$45.1M 0.94%
+2,660,700
New +$45.4M
2013 Q3
0 quarters
ELN
14
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$44.4M 0.92%
+2,850,000
New +$43M
2013 Q3
0 quarters
DF
15
DELISTED
Dean Foods Company
DF
$41.9M 0.87%
2,168,498
+892,221
+70% +$18M
2013 Q2
1 quarter
WMT icon
16
Walmart Inc
WMT
$883B
$41.7M 0.87%
1,692,174
-395,352
-19% -$9.97M
2013 Q2
1 quarter
ASH icon
17
Ashland
ASH
$3.23B
$41.5M 0.86%
916,282
-400,645
-30% -$17.3M
2013 Q2
1 quarter
WWAV
18
DELISTED
The WhiteWave Foods Company
WWAV
$41.2M 0.86%
2,064,413
+1,084,280
+111% +$20.6M
2013 Q2
1 quarter
M icon
19
Macy's
M
$5.92B
$41M 0.85%
+947,899
New +$44.3M
2013 Q3
0 quarters
BHP icon
20
BHP
BHP
$220B
$39.8M 0.83%
+706,960
New +$38.4M
2013 Q3
0 quarters
ADBE icon
21
Adobe
ADBE
$94.3B
$39.7M 0.83%
765,000
+54,198
+8% +$2.59M
2013 Q2
1 quarter
VTR icon
22
Ventas
VTR
$42.1B
$38.8M 0.81%
552,910
+91,360
+20% +$6.78M
2013 Q2
1 quarter
MAA icon
23
Mid-America Apartment Communities
MAA
$13.6B
$38.5M 0.8%
616,133
+18,794
+3% +$1.21M
2013 Q2
1 quarter
HOT
24
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$38M 0.79%
571,790
+350,221
+158% +$23.2M
2013 Q2
1 quarter
KO icon
25
Coca-Cola
KO
$379B
$37.7M 0.78%
996,108
-591,582
-37% -$23.4M
2013 Q2
1 quarter
1
2 3 4 5

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ACI
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2013 Portfolio in Review

As of Q3 2013, UBS O'Connor held 673 positions worth $4.81B, down 9.9% from $5.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

UBS O'Connor withdrew a net $1.24B in Q3 2013, closing 256 positions and reducing 97 holdings. Its most notable exit was Pfizer, an estimated $167M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 27% a quarter earlier, followed by Real Estate and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in Colgate-Palmolive worth $59.4M.

  • UBS O'Connor's largest Q3 2013 buy was Colgate-Palmolive: 1,002,498 shares worth $59.4M.
  • UBS O'Connor added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $56.3M increase.
  • UBS O'Connor's biggest Q3 2013 reduction was Advance Auto Parts, cutting an estimated $48.2M.
  • UBS O'Connor fully exited Pfizer in Q3 2013, selling an estimated $167M.
  • UBS O'Connor's ten largest holdings make up 18% of its $4.81B portfolio in Q3 2013.
  • UBS O'Connor opened 167 new positions and closed 256 in Q3 2013.
  • UBS O'Connor's portfolio value fell 9.9% quarter-over-quarter to $4.81B.

Based on UBS O'Connor's 13F filing for Q3 2013, filed 14 Nov 2013.