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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.18B
AUM Growth
-$1.54B
Cap. Flow
-$2.02B
Cap. Flow %
-39.05%
Top 10 Hldgs %
21.35%
Holding
543
New
132
Increased
112
Reduced
113
Closed
150

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$134M
2
GPOR
Gulfport Energy Corp.
GPOR
+$88.1M
3
TAP icon
Molson Coors Class B
TAP
+$69.4M
4
EXPE icon
Expedia Group
EXPE
+$63.8M
5
STJ
St Jude Medical
STJ
+$53.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$728M
2
LNKD
LinkedIn Corporation
LNKD
+$283M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$158M
4
COTY icon
Coty
COTY
+$100M
5
IM
Ingram Micro
IM
+$94.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 17.82%
2 Consumer Discretionary 13.03%
3 Industrials 11.94%
4 Communication Services 10.13%
5 Technology 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WWAV
1
DELISTED
The WhiteWave Foods Company
WWAV
$187M 3.6%
3,357,805
+855,111
+34% +$46.8M
STJ
2
DELISTED
St Jude Medical
STJ
$173M 3.34%
2,157,846
+674,652
+45% +$53.5M
TAP icon
3
Molson Coors Class B
TAP
$7.95B
$145M 2.79%
1,485,004
+680,040
+84% +$69.4M
NXPI icon
4
NXP Semiconductors
NXPI
$58.4B
$132M 2.55%
+1,346,772
New +$134M
POST icon
5
Post Holdings
POST
$4.09B
$82.4M 1.59%
1,565,919
+12,511
+0.8% +$632K
EBAY icon
6
eBay
EBAY
$48.9B
$80.2M 1.55%
2,701,179
-98,821
-4% -$2.92M
LVLT
7
DELISTED
Level 3 Communications Inc
LVLT
$79.8M 1.54%
1,415,979
+983,458
+227% +$52M
MON
8
DELISTED
Monsanto Co
MON
$78.7M 1.52%
747,819
+9,579
+1% +$982K
EXPE icon
9
Expedia Group
EXPE
$36.8B
$74.7M 1.44%
659,112
+522,876
+384% +$63.8M
GPOR
10
DELISTED
Gulfport Energy Corp.
GPOR
$74.3M 1.43%
+3,434,194
New +$88.1M
KHC icon
11
Kraft Heinz
KHC
$29.6B
$72.7M 1.4%
832,150
+416,516
+100% +$35.6M
PVTB
12
DELISTED
PrivateBancorp Inc
PVTB
$71M 1.37%
1,309,280
+91,105
+7% +$4.39M
CAG icon
13
Conagra Brands
CAG
$7.11B
$69.9M 1.35%
1,768,358
-537,679
-23% -$20.1M
TWX
14
DELISTED
Time Warner Inc
TWX
$65.2M 1.26%
675,000
+590,821
+702% +$52.6M
DELL icon
15
Dell
DELL
$283B
$64.4M 1.24%
4,176,186
-969
-0% -$13.9K
RAD
16
DELISTED
Rite Aid Corporation
RAD
$62.6M 1.21%
379,909
-104,666
-22% -$15.8M
HLF icon
17
Herbalife
HLF
$1.19B
$58.3M 1.13%
2,422,696
-782,232
-24% -$21.4M
GOOGL icon
18
Alphabet (Google) Class A
GOOGL
$4.38T
$57.5M 1.11%
1,450,680
-27,500
-2% -$1.1M
WTW icon
19
Willis Towers Watson
WTW
$31.6B
$56.7M 1.09%
463,760
-158,370
-25% -$19.7M
PF
20
DELISTED
Pinnacle Foods, Inc.
PF
$55.6M 1.07%
1,040,702
-29,298
-3% -$1.49M
NLSN
21
DELISTED
Nielsen Holdings plc
NLSN
$54.5M 1.05%
1,300,053
-872,556
-40% -$40.1M
TCOM icon
22
Trip.com Group
TCOM
$29.1B
$53.1M 1.02%
1,327,250
+379,331
+40% +$16.6M
MEG
23
DELISTED
Media General, Inc
MEG
$49.3M 0.95%
2,619,280
+179,910
+7% +$3.26M
PYPL icon
24
PayPal
PYPL
$51.1B
$41.4M 0.8%
1,050,000
-1,325,454
-56% -$53.3M
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$41.4M 0.8%
185,261
-159,902
-46% -$34.9M
1
2 3 4 5

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q4 2016 Portfolio in Review

As of Q4 2016, UBS O'Connor held 543 positions worth $5.18B, down 23% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q4 2016, closing 150 positions and reducing 113 holdings. Its most notable exit was Procter & Gamble, an estimated $728M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 18% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in NXP Semiconductors worth $132M.

  • UBS O'Connor's largest Q4 2016 buy was NXP Semiconductors: 1,346,772 shares worth $132M.
  • UBS O'Connor added most to Molson Coors Class B in Q4 2016, an estimated $69.4M increase.
  • UBS O'Connor's biggest Q4 2016 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $158M.
  • UBS O'Connor fully exited Procter & Gamble in Q4 2016, selling an estimated $728M.
  • UBS O'Connor's ten largest holdings make up 21% of its $5.18B portfolio in Q4 2016.
  • UBS O'Connor opened 132 new positions and closed 150 in Q4 2016.
  • UBS O'Connor's portfolio value fell 23% quarter-over-quarter to $5.18B.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.