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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
1
Humana
HUM
$44.1B
$126M 2.39%
1,121,557
+94,401
+9% +$9.83M
MSFT icon
2
Microsoft
MSFT
$3.71T
$104M 1.97%
2,539,000
+437,194
+21% +$16.4M
NLSN
3
DELISTED
Nielsen Holdings plc
NLSN
$99.9M 1.89%
2,238,944
+488,944
+28% +$21.9M
AAL icon
4
American Airlines Group
AAL
$10.6B
$87.2M 1.65%
2,383,000
-213,600
-8% -$7.27M
FRX
5
DELISTED
FOREST LABORATORIES INC
FRX
$84.1M 1.59%
+911,918
New +$73.6M
NE
6
DELISTED
Noble Corporation
NE
$65.6M 1.24%
2,292,762
+561,083
+32% +$15.9M
TSM icon
7
TSMC
TSM
$2.17T
$64M 1.21%
3,195,000
-270,000
-8% -$4.83M
SCHW
8
Charles Schwab
SCHW
$187B
$62.6M 1.19%
2,289,656
+460,443
+25% +$12M
HSP
9
DELISTED
HOSPIRA INC
HSP
$60.2M 1.14%
1,391,091
+204,006
+17% +$8.75M
NOV icon
10
NOV
NOV
$7.09B
$54.8M 1.04%
780,285
+53,115
+7% +$3.64M
INTC icon
11
Intel
INTC
$503B
$54.7M 1.04%
2,119,199
+1,053,995
+99% +$26.3M
AVB icon
12
AvalonBay Communities
AVB
$26.6B
$53.2M 1.01%
405,000
+206,719
+104% +$26.1M
TWC
13
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$52.6M 1%
383,322
+326,788
+578% +$44.7M
EL icon
14
Estee Lauder
EL
$30.9B
$50M 0.95%
747,420
+51,779
+7% +$3.6M
HLF icon
15
Herbalife
HLF
$1.19B
$49.3M 0.93%
1,720,400
+1,186,176
+222% +$39.2M
BEAM
16
DELISTED
BEAM INC COM STK (DE)
BEAM
$48.3M 0.92%
+579,995
New +$47.2M
MAA icon
17
Mid-America Apartment Communities
MAA
$15.5B
$47.8M 0.91%
700,000
-35,000
-5% -$2.29M
HOT
18
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$46.9M 0.89%
589,475
-222,465
-27% -$17.4M
HRI icon
19
Herc Holdings
HRI
$5.62B
$46.3M 0.88%
579,898
+267,418
+86% +$21.6M
MHFI
20
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$46.2M 0.87%
605,261
-53,898
-8% -$4.22M
ELS icon
21
Equity Lifestyle Properties
ELS
$12.5B
$46.1M 0.87%
2,270,122
+498,260
+28% +$9.77M
MU icon
22
Micron Technology
MU
$996B
$44.4M 0.84%
1,874,470
+934,702
+99% +$22.2M
KRC icon
23
Kilroy Realty
KRC
$4.34B
$42.7M 0.81%
729,000
-220,159
-23% -$12.1M
BHP icon
24
BHP
BHP
$223B
$42.1M 0.8%
735,292
-234,483
-24% -$13.1M
RWT
25
Redwood Trust
RWT
$573M
$38.8M 0.74%
1,914,171
+194,427
+11% +$3.79M
1
2 3 4 5

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.