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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HUM icon
1
Humana
HUM
$51.9B
$126M 2.39%
1,121,557
+94,401
+9% +$9.83M
2013 Q2
3 quarters
MSFT icon
2
Microsoft
MSFT
$3.97T
$104M 1.97%
2,539,000
+437,194
+21% +$16.4M
2013 Q2
3 quarters
NLSN
3
DELISTED
Nielsen Holdings plc
NLSN
$99.9M 1.89%
2,238,944
+488,944
+28% +$21.9M
2013 Q2
3 quarters
AAL icon
4
American Airlines Group
AAL
$8.45B
$87.2M 1.65%
2,383,000
-213,600
-8% -$7.27M
2013 Q4
1 quarter
FRX
5
DELISTED
FOREST LABORATORIES INC
FRX
$84.1M 1.59%
+911,918
New +$73.6M
2014 Q1
0 quarters
NE icon
6
DELISTED
Noble Corporation
NE
$65.6M 1.24%
2,292,762
+561,083
+32% +$15.9M
2013 Q2
3 quarters
TSM icon
7
TSMC
TSM
$2.35T
$64M 1.21%
3,195,000
-270,000
-8% -$4.83M
2013 Q3
2 quarters
SCHW icon
8
Charles Schwab
SCHW
$167B
$62.6M 1.19%
2,289,656
+460,443
+25% +$12M
2013 Q2
3 quarters
HSP
9
DELISTED
HOSPIRA INC
HSP
$60.2M 1.14%
1,391,091
+204,006
+17% +$8.75M
2013 Q2
3 quarters
NOV icon
10
NOV
NOV
$6.76B
$54.8M 1.04%
780,285
+53,115
+7% +$3.64M
2013 Q2
3 quarters
INTC icon
11
Intel
INTC
$553B
$54.7M 1.04%
2,119,199
+1,053,995
+99% +$26.3M
2013 Q3
2 quarters
AVB icon
12
DELISTED
AvalonBay Communities
AVB
$53.2M 1.01%
405,000
+206,719
+104% +$26.1M
2013 Q2
3 quarters
TWC
13
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$52.6M 1%
383,322
+326,788
+578% +$44.7M
2013 Q3
2 quarters
EL icon
14
Estee Lauder
EL
$35.5B
$50M 0.95%
747,420
+51,779
+7% +$3.6M
2013 Q2
3 quarters
HLF icon
15
Herbalife
HLF
$1.37B
$49.3M 0.93%
1,720,400
+1,186,176
+222% +$39.2M
2013 Q2
3 quarters
BEAM icon
16
DELISTED
BEAM INC COM STK (DE)
BEAM
$48.3M 0.92%
+579,995
New +$47.2M
2014 Q1
0 quarters
MAA icon
17
Mid-America Apartment Communities
MAA
$13.6B
$47.8M 0.91%
700,000
-35,000
-5% -$2.29M
2013 Q2
3 quarters
HOT
18
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$46.9M 0.89%
589,475
-222,465
-27% -$17.4M
2013 Q2
3 quarters
HRI icon
19
Herc Holdings
HRI
$4.13B
$46.3M 0.88%
579,898
+267,418
+86% +$21.6M
2013 Q2
3 quarters
MHFI
20
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$46.2M 0.87%
605,261
-53,898
-8% -$4.22M
2013 Q2
3 quarters
ELS icon
21
Equity Lifestyle Properties
ELS
$11.5B
$46.1M 0.87%
2,270,122
+498,260
+28% +$9.77M
2013 Q2
3 quarters
MU icon
22
Micron Technology
MU
$1.16T
$44.4M 0.84%
1,874,470
+934,702
+99% +$22.2M
2013 Q4
1 quarter
KRC icon
23
Kilroy Realty
KRC
$3.98B
$42.7M 0.81%
729,000
-220,159
-23% -$12.1M
2013 Q2
3 quarters
BHP icon
24
BHP
BHP
$220B
$42.1M 0.8%
735,292
-234,483
-24% -$13.1M
2013 Q3
2 quarters
RWT icon
25
Redwood Trust
RWT
$398M
$38.8M 0.74%
1,914,171
+194,427
+11% +$3.79M
2013 Q2
3 quarters
1
2 3 4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.