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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$893M
Cap. Flow %
-22.69%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139
Avg Time Held Equity + Options
2.7 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1 quarter
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1 quarter

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE icon
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR icon
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 15.47%
3 Technology 11.7%
4 Miscellaneous 10.56%
5 Consumer Discretionary 8.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ETFC
1
DELISTED
E*Trade Financial Corporation
ETFC
$612M 15.54%
12,227,099
+3,287,367
+37% +$172M
2020 Q1
2 quarters
AMTD icon
2
DELISTED
TD Ameritrade Holding Corp
AMTD
$473M 12.02%
12,091,329
+2,361,299
+24% +$88.9M
2019 Q4
3 quarters
TIF
3
DELISTED
Tiffany & Co.
TIF
$181M 4.6%
1,564,019
-612,329
-28% -$74.4M
2019 Q4
3 quarters
WMGI
4
DELISTED
Wright Medical Group Inc
WMGI
$160M 4.07%
5,253,673
+133,594
+3% +$4.03M
2019 Q4
3 quarters
VAR
5
DELISTED
Varian Medical Systems, Inc.
VAR
$123M 3.12%
+714,022
New +$112M
2020 Q3
0 quarters
IMMU
6
DELISTED
Immunomedics Inc
IMMU
$118M 3.01%
+1,392,226
New +$70.4M
2020 Q3
0 quarters
MXIM
7
DELISTED
Maxim Integrated Products
MXIM
$117M 2.97%
+1,729,774
New +$117M
2020 Q3
0 quarters
GRUB
8
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$102M 2.59%
+705,075
New +$102M
2020 Q3
0 quarters
GLIBA
9
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$93M 2.36%
1,134,320
+966,256
+575% +$76.2M
2020 Q2
1 quarter
ACIA
10
DELISTED
Acacia Communications Inc
ACIA
$70.6M 1.79%
1,047,819
-543,996
-34% -$36.9M
2019 Q4
3 quarters
NGHC
11
DELISTED
National General Holdings Corp
NGHC
$60.7M 1.54%
+1,799,294
New +$59.6M
2020 Q3
0 quarters
FIT
12
DELISTED
Fitbit, Inc. Class A common stock
FIT
$60M 1.52%
8,625,187
+3,843,998
+80% +$25M
2020 Q1
2 quarters
ADSW
13
DELISTED
Advanced Disposal Services Inc
ADSW
$59.1M 1.5%
1,954,283
+1,443,160
+282% +$43.5M
2020 Q1
2 quarters
NAV
14
DELISTED
Navistar International
NAV
$55.3M 1.4%
1,270,059
+37,243
+3% +$1.28M
2020 Q1
2 quarters
CLGX
15
DELISTED
Corelogic, Inc.
CLGX
$53.2M 1.35%
+786,138
New +$52.9M
2020 Q3
0 quarters
LVGO
16
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$47.9M 1.22%
+341,950
New +$41.7M
2020 Q3
0 quarters
CTEV icon
17
Claritev Corp
CTEV
$418M
$44.6M 1.13%
108,680
-1,449
-1% -$637K
2020 Q2
1 quarter
BBL
18
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$41.1M 1.04%
964,111
+24,517
+3% +$1.09M
2019 Q2
5 quarters
TCO
19
DELISTED
Taubman Centers Inc.
TCO
$36.3M 0.92%
1,091,814
-534,295
-33% -$19.9M
2020 Q1
2 quarters
MNTA
20
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$32M 0.81%
+609,282
New +$25.2M
2020 Q3
0 quarters
CLOV icon
21
Clover Health Investments
CLOV
$2.54B
$28.4M 0.72%
2,281,243
-568,757
-20% -$6.3M
2020 Q2
1 quarter
GSKY
22
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$23.5M 0.6%
5,291,331
+1,191,331
+29% +$5.66M
2018 Q3
8 quarters
ASTS icon
23
AST SpaceMobile
ASTS
$15.3B
$22.9M 0.58%
2,277,000
– –
2019 Q4
3 quarters
CRC icon
24
PUT
DELISTED
California Resources Corporation
CRC
$22.9M 0.58%
3,112,400
– –
2018 Q3
8 quarters
UWMC icon
25
UWM Holdings
UWMC
$373M
$21.6M 0.55%
2,098,745
-276,255
-12% -$2.91M
2020 Q1
2 quarters
1
2 3 4 5

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $893M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.