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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
1
Procter & Gamble
PG
$342B
$728M 10.82%
8,105,925
+7,980,925
+6,385% +$693M
PG icon
2
PUT
Procter & Gamble
PG
$342B
$307M 4.56%
+10,069,300
New +$875M
LNKD
3
DELISTED
LinkedIn Corporation
LNKD
$283M 4.2%
1,478,912
+268,422
+22% +$51.5M
EEM icon
4
iShares MSCI Emerging Markets ETF
EEM
$29.2B
$166M 2.46%
+4,425,977
New +$162M
WWAV
5
DELISTED
The WhiteWave Foods Company
WWAV
$136M 2.03%
+2,502,694
New +$138M
COTY icon
6
Coty
COTY
$2.39B
$134M 2%
+5,719,489
New +$151M
STJ
7
DELISTED
St Jude Medical
STJ
$118M 1.76%
1,483,194
+207,569
+16% +$16.8M
NLSN
8
DELISTED
Nielsen Holdings plc
NLSN
$116M 1.73%
2,172,609
-339,966
-14% -$18.1M
HLF icon
9
Herbalife
HLF
$1.19B
$99.3M 1.48%
3,204,928
+1,078,556
+51% +$34.1M
PYPL icon
10
PayPal
PYPL
$51.1B
$97.3M 1.45%
2,375,454
+379,862
+19% +$14.6M
IM
11
DELISTED
Ingram Micro
IM
$94.4M 1.4%
2,648,319
+766,332
+41% +$26.6M
EBAY icon
12
eBay
EBAY
$48.9B
$92.1M 1.37%
2,800,000
+195,614
+8% +$5.91M
TAP icon
13
Molson Coors Class B
TAP
$7.95B
$88.4M 1.31%
804,964
+189,964
+31% +$19.3M
CAG icon
14
Conagra Brands
CAG
$7.11B
$84.5M 1.26%
2,306,037
-373,188
-14% -$13.4M
WTW icon
15
Willis Towers Watson
WTW
$31.6B
$82.6M 1.23%
622,130
+50,564
+9% +$6.29M
POST icon
16
Post Holdings
POST
$4.09B
$78.5M 1.17%
1,553,408
+144,508
+10% +$7.93M
MON
17
DELISTED
Monsanto Co
MON
$75.4M 1.12%
738,240
+431,440
+141% +$45.3M
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$74.7M 1.11%
345,163
+219,441
+175% +$47.4M
RAD
19
DELISTED
Rite Aid Corporation
RAD
$74.5M 1.11%
484,575
+104,171
+27% +$15.5M
GOOGL icon
20
Alphabet (Google) Class A
GOOGL
$4.38T
$59.4M 0.88%
1,478,180
+582,320
+65% +$22.8M
LGF
21
DELISTED
Lions Gate Entertainment
LGF
$57M 0.85%
2,851,385
+1,361,385
+91% +$27.9M
GM icon
22
General Motors
GM
$76.3B
$56.7M 0.84%
1,783,669
-542,381
-23% -$16.9M
DELL icon
23
Dell
DELL
$283B
$56M 0.83%
+4,177,155
New +$56.8M
PVTB
24
DELISTED
PrivateBancorp Inc
PVTB
$55.9M 0.83%
+1,218,175
New +$54.7M
PF
25
DELISTED
Pinnacle Foods, Inc.
PF
$53.7M 0.8%
1,070,000
-150,000
-12% -$7.43M
1
2 3 4 5

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SAG
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ACI
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TCOV
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RC
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CGL
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.