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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HUM icon
1
Humana
HUM
$51.9B
$160M 2.77%
1,230,054
+12,830
+1% +$1.63M
2013 Q2
5 quarters
TRW
2
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$142M 2.45%
+1,398,700
New +$140M
2014 Q3
0 quarters
NLSN
3
DELISTED
Nielsen Holdings plc
NLSN
$133M 2.29%
2,990,700
+844,397
+39% +$39.7M
2013 Q2
5 quarters
COV
4
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$131M 2.27%
1,520,000
+70,000
+5% +$6.2M
2014 Q2
1 quarter
PL icon
5
DELISTED
PROTECTIVE LIFE CORP
PL
$114M 1.97%
1,644,279
+847,400
+106% +$58.8M
2014 Q2
1 quarter
ASH icon
6
Ashland
ASH
$3.23B
$92.1M 1.59%
1,808,633
+1,196,813
+196% +$62.3M
2013 Q2
5 quarters
SCHW icon
7
Charles Schwab
SCHW
$167B
$91.7M 1.58%
3,120,200
+103,634
+3% +$2.93M
2013 Q2
5 quarters
DTV
8
DELISTED
DIRECTV COM STK (DE)
DTV
$87.2M 1.51%
1,008,012
+168,012
+20% +$14.5M
2014 Q2
1 quarter
TWC
9
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$84.4M 1.46%
588,022
+105,800
+22% +$15.7M
2013 Q3
4 quarters
MU icon
10
Micron Technology
MU
$1.16T
$79.1M 1.37%
2,308,321
+281,317
+14% +$9.11M
2013 Q4
3 quarters
BABA icon
11
Alibaba
BABA
$277B
$77.5M 1.34%
+872,000
New +$78.3M
2014 Q3
0 quarters
EBAY icon
12
eBay
EBAY
$49.9B
$68.4M 1.18%
2,869,227
+318,729
+12% +$7.09M
2013 Q4
3 quarters
VYX icon
13
NCR Voyix
VYX
$987M
$64.1M 1.11%
3,128,169
+696,608
+29% +$14.1M
2014 Q2
1 quarter
CNQR
14
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$63.4M 1.09%
499,682
+482,800
+2,860% +$49M
2014 Q2
1 quarter
EL icon
15
Estee Lauder
EL
$35.5B
$60.9M 1.05%
814,969
+190,122
+30% +$14.3M
2013 Q2
5 quarters
TSM icon
16
TSMC
TSM
$2.35T
$60.7M 1.05%
3,008,740
+715,000
+31% +$14.9M
2013 Q3
4 quarters
MSFT icon
17
Microsoft
MSFT
$3.97T
$59.5M 1.03%
1,283,010
-1,397,143
-52% -$62.3M
2013 Q2
5 quarters
NE icon
18
DELISTED
Noble Corporation
NE
$56.8M 0.98%
2,557,977
-152,015
-6% -$4.1M
2013 Q2
5 quarters
HLF icon
19
Herbalife
HLF
$1.37B
$54.3M 0.94%
2,482,416
+148,892
+6% +$3.98M
2013 Q2
5 quarters
HSP
20
DELISTED
HOSPIRA INC
HSP
$54.2M 0.94%
1,041,761
-83,851
-7% -$4.45M
2013 Q2
5 quarters
RTX icon
21
RTX Corp
RTX
$251B
$53.4M 0.92%
+803,362
New +$55.1M
2014 Q3
0 quarters
KO icon
22
Coca-Cola
KO
$379B
$51.4M 0.89%
1,205,121
+266,225
+28% +$11M
2013 Q2
5 quarters
PNK
23
DELISTED
Pinnacle Entertainment Inc.
PNK
$48.9M 0.85%
1,950,312
+202,022
+12% +$4.95M
2013 Q4
3 quarters
TJX icon
24
TJX Companies
TJX
$153B
$45.5M 0.79%
1,536,450
-251,602
-14% -$7.09M
2014 Q2
1 quarter
VER
25
DELISTED
VEREIT, Inc.
VER
$44.5M 0.77%
737,956
+419,143
+131% +$26.9M
2014 Q1
2 quarters
1
2 3 4 5

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.