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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
1
Humana
HUM
$44.1B
$160M 2.77%
1,230,054
+12,830
+1% +$1.63M
TRW
2
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$142M 2.45%
+1,398,700
New +$140M
NLSN
3
DELISTED
Nielsen Holdings plc
NLSN
$133M 2.29%
2,990,700
+844,397
+39% +$39.7M
COV
4
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$131M 2.27%
1,520,000
+70,000
+5% +$6.2M
PL
5
DELISTED
PROTECTIVE LIFE CORP
PL
$114M 1.97%
1,644,279
+847,400
+106% +$58.8M
ASH icon
6
Ashland
ASH
$3.32B
$92.1M 1.59%
1,808,633
+1,196,813
+196% +$62.3M
SCHW
7
Charles Schwab
SCHW
$187B
$91.7M 1.58%
3,120,200
+103,634
+3% +$2.93M
DTV
8
DELISTED
DIRECTV COM STK (DE)
DTV
$87.2M 1.51%
1,008,012
+168,012
+20% +$14.5M
TWC
9
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$84.4M 1.46%
588,022
+105,800
+22% +$15.7M
MU icon
10
Micron Technology
MU
$996B
$79.1M 1.37%
2,308,321
+281,317
+14% +$9.11M
BABA icon
11
Alibaba
BABA
$304B
$77.5M 1.34%
+872,000
New +$78.3M
EBAY icon
12
eBay
EBAY
$48.9B
$68.4M 1.18%
2,869,227
+318,729
+12% +$7.09M
VYX icon
13
NCR Voyix
VYX
$1.15B
$64.1M 1.11%
3,128,169
+696,608
+29% +$14.1M
CNQR
14
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$63.4M 1.09%
499,682
+482,800
+2,860% +$49M
EL icon
15
Estee Lauder
EL
$30.9B
$60.9M 1.05%
814,969
+190,122
+30% +$14.3M
TSM icon
16
TSMC
TSM
$2.17T
$60.7M 1.05%
3,008,740
+715,000
+31% +$14.9M
MSFT icon
17
Microsoft
MSFT
$3.71T
$59.5M 1.03%
1,283,010
-1,397,143
-52% -$62.3M
NE
18
DELISTED
Noble Corporation
NE
$56.8M 0.98%
2,557,977
-152,015
-6% -$4.1M
HLF icon
19
Herbalife
HLF
$1.19B
$54.3M 0.94%
2,482,416
+148,892
+6% +$3.98M
HSP
20
DELISTED
HOSPIRA INC
HSP
$54.2M 0.94%
1,041,761
-83,851
-7% -$4.45M
RTX icon
21
RTX Corp
RTX
$301B
$53.4M 0.92%
+803,362
New +$55.1M
KO icon
22
Coca-Cola
KO
$374B
$51.4M 0.89%
1,205,121
+266,225
+28% +$11M
PNK
23
DELISTED
Pinnacle Entertainment Inc.
PNK
$48.9M 0.85%
1,950,312
+202,022
+12% +$4.95M
TJX icon
24
TJX Companies
TJX
$179B
$45.5M 0.79%
1,536,450
-251,602
-14% -$7.09M
VER
25
DELISTED
VEREIT, Inc.
VER
$44.5M 0.77%
737,956
+419,143
+131% +$26.9M
1
2 3 4 5

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.