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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
NUAN
1
DELISTED
Nuance Communications, Inc.
NUAN
| $1.63B | 12.8% |
29,625,928
+19,400,500
| +190% | +$1.07B |
2021 Q2
1 quarter
|
|
|
2
DELISTED
IHS Markit Ltd. Common Shares
INFO
| $1.57B | 12.36% |
13,502,444
+7,656,386
| +131% | +$904M |
2021 Q1
2 quarters
|
|
|
KSU
3
DELISTED
Kansas City Southern
KSU
| $954M | 7.49% |
3,524,578
+2,266,565
| +180% | +$631M |
2021 Q1
2 quarters
|
|
|
PPD
4
DELISTED
PPD, Inc. Common Stock
PPD
| $742M | 5.83% |
15,865,110
+1,594,062
| +11% | +$73.8M |
2021 Q2
1 quarter
|
|
|
VER
5
DELISTED
VEREIT, Inc.
VER
| $701M | 5.5% |
15,496,408
+3,979,258
| +35% | +$193M |
2020 Q4
3 quarters
|
|
|
ATH
6
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
| $591M | 4.64% |
8,587,960
+4,552,722
| +113% | +$303M |
2021 Q1
2 quarters
|
|
|
XLNX
7
DELISTED
Xilinx Inc
XLNX
| $492M | 3.87% |
3,261,210
+1,871,858
| +135% | +$274M |
2020 Q4
3 quarters
|
|
|
CIT
8
DELISTED
CIT Group Inc.
CIT
| $357M | 2.8% |
6,866,708
+4,163,038
| +154% | +$213M |
2021 Q1
2 quarters
|
|
|
HRC
9
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $315M | 2.47% |
+2,100,000
| New | +$283M |
2021 Q3
0 quarters
|
|
|
MGLN
10
DELISTED
Magellan Health Services, Inc.
MGLN
| $233M | 1.83% |
2,459,316
+2,083,074
| +554% | +$197M |
2021 Q1
2 quarters
|
|
11
Willis Towers Watson
WTW
$27.5B
| $195M | 1.53% |
+836,998
| New | +$186M |
2021 Q3
0 quarters
|
|
|
MGP
12
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
| $163M | 1.28% |
4,266,618
+4,018,268
| +1,618% | +$157M |
2020 Q2
5 quarters
|
|
|
CXP
13
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $130M | 1.02% |
+6,840,958
| New | +$119M |
2021 Q3
0 quarters
|
|
|
PBCT
14
DELISTED
People's United Financial Inc
PBCT
| $130M | 1.02% |
7,443,238
+2,508,401
| +51% | +$40.8M |
2021 Q1
2 quarters
|
|
|
MDLA
15
DELISTED
Medallia, Inc.
MDLA
| $113M | 0.89% |
+3,344,139
| New | +$112M |
2021 Q3
0 quarters
|
|
16
DELISTED
Cadence Bancorporation
CADE
| $104M | 0.81% |
4,722,475
+4,122,475
| +687% | +$84.1M |
2021 Q2
1 quarter
|
|
|
CSOD
17
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $95.8M | 0.75% |
+1,672,396
| New | +$90.7M |
2021 Q3
0 quarters
|
|
|
CLDR
18
DELISTED
Cloudera, Inc.
CLDR
| $83.1M | 0.65% |
5,205,933
+3,471,019
| +200% | +$55.1M |
2021 Q2
1 quarter
|
|
19
FIVE9
FIVN
$2.72B
| $80.9M | 0.64% |
+506,326
| New | +$92.4M |
2021 Q3
0 quarters
|
|
20
Heron Therapeutics
HRTX
$77.1M
| $70.9M | 0.56% |
6,633,916
+2,208,916
| +50% | +$26.9M |
2020 Q1
6 quarters
|
|
|
XOG
21
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
| $64.9M | 0.51% |
1,148,936
+869,657
| +311% | +$41.6M |
2021 Q2
1 quarter
|
|
|
BBL
22
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $62.9M | 0.49% |
1,241,086
-136,268
| -10% | -$8.19M |
2019 Q2
9 quarters
|
|
|
FPAC
23
DELISTED
Far Peak Acquisition Corporation
FPAC
| $50.4M | 0.4% |
5,066,031
+4,816,040
| +1,926% | +$47.9M |
2021 Q1
2 quarters
|
|
|
STFC
24
DELISTED
State Auto Financial Corp
STFC
| $41.8M | 0.33% |
+820,088
| New | +$38.8M |
2021 Q3
0 quarters
|
|
|
TRIL
25
DELISTED
Trillium Therapeutics Inc.
TRIL
| $40.4M | 0.32% |
+2,300,000
| New | +$26.9M |
2021 Q3
0 quarters
|
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.