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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAN
1
DELISTED
Nuance Communications, Inc.
NUAN
$1.63B 12.8%
29,625,928
+19,400,500
+190% +$1.07B
INFO
2
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1.57B 12.36%
13,502,444
+7,656,386
+131% +$904M
KSU
3
DELISTED
Kansas City Southern
KSU
$954M 7.49%
3,524,578
+2,266,565
+180% +$631M
PPD
4
DELISTED
PPD, Inc. Common Stock
PPD
$742M 5.83%
15,865,110
+1,594,062
+11% +$73.8M
VER
5
DELISTED
VEREIT, Inc.
VER
$701M 5.5%
15,496,408
+3,979,258
+35% +$193M
ATH
6
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$591M 4.64%
8,587,960
+4,552,722
+113% +$303M
XLNX
7
DELISTED
Xilinx Inc
XLNX
$492M 3.87%
3,261,210
+1,871,858
+135% +$274M
CIT
8
DELISTED
CIT Group Inc.
CIT
$357M 2.8%
6,866,708
+4,163,038
+154% +$213M
HRC
9
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$315M 2.47%
+2,100,000
New +$283M
MGLN
10
DELISTED
Magellan Health Services, Inc.
MGLN
$233M 1.83%
2,459,316
+2,083,074
+554% +$197M
WTW icon
11
Willis Towers Watson
WTW
$31.6B
$195M 1.53%
+836,998
New +$186M
MGP
12
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$163M 1.28%
4,266,618
+4,018,268
+1,618% +$157M
CXP
13
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$130M 1.02%
+6,840,958
New +$119M
PBCT
14
DELISTED
People's United Financial Inc
PBCT
$130M 1.02%
7,443,238
+2,508,401
+51% +$40.8M
MDLA
15
DELISTED
Medallia, Inc.
MDLA
$113M 0.89%
+3,344,139
New +$112M
CADE
16
DELISTED
Cadence Bancorporation
CADE
$104M 0.81%
4,722,475
+4,122,475
+687% +$84.1M
CSOD
17
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$95.8M 0.75%
+1,672,396
New +$90.7M
CLDR
18
DELISTED
Cloudera, Inc.
CLDR
$83.1M 0.65%
5,205,933
+3,471,019
+200% +$55.1M
FIVN icon
19
FIVE9
FIVN
$2.17B
$80.9M 0.64%
+506,326
New +$92.4M
HRTX icon
20
Heron Therapeutics
HRTX
$94.5M
$70.9M 0.56%
6,633,916
+2,208,916
+50% +$26.9M
XOG
21
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$64.9M 0.51%
1,148,936
+869,657
+311% +$41.6M
BBL
22
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$62.9M 0.49%
1,241,086
-136,268
-10% -$8.19M
FPAC
23
DELISTED
Far Peak Acquisition Corporation
FPAC
$50.4M 0.4%
5,066,031
+4,816,040
+1,926% +$47.9M
STFC
24
DELISTED
State Auto Financial Corp
STFC
$41.8M 0.33%
+820,088
New +$38.8M
TRIL
25
DELISTED
Trillium Therapeutics Inc.
TRIL
$40.4M 0.32%
+2,300,000
New +$26.9M
1
2 3 4 5

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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.