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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.84%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.94B
AUM Growth
+$1.03B
Cap. Flow
+$264M
Cap. Flow %
4.44%
Top 10 Hldgs %
34.32%
Holding
632
New
148
Increased
86
Reduced
133
Closed
221

Top Buys

Rank Stock Value
1
BRCM
BROADCOM CORP CL-A
BRCM
+$462M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$326M
3
CB
CHUBB CORPORATION
CB
+$232M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$189M
5
EMC
EMC CORPORATION
EMC
+$130M

Top Sells

Rank Stock Value
1
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$218M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$106M
3
HCBK
HUDSON CITY BANCORP INC
HCBK
+$62.8M
4
NUE icon
Nucor
NUE
+$54.4M
5
CVC
CABLEVISION SYS CP NY GRP CL-A
CVC
+$44.1M

Sector Composition

Rank Sector Weight
1 Industrials 17.3%
2 Financials 13.13%
3 Consumer Staples 11.42%
4 Consumer Discretionary 11.12%
5 Technology 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRCM
1
DELISTED
BROADCOM CORP CL-A
BRCM
$496M 8.35%
+8,579,797
New +$462M
PCP
2
DELISTED
PRECISION CASTPARTS CORP
PCP
$327M 5.5%
+1,409,764
New +$326M
CB
3
DELISTED
CHUBB CORPORATION
CB
$237M 3.99%
+1,789,457
New +$232M
NLSN
4
DELISTED
Nielsen Holdings plc
NLSN
$204M 3.44%
4,380,882
+198,639
+5% +$9.32M
TWC
5
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$189M 3.19%
+1,020,664
New +$189M
SCHW
6
Charles Schwab
SCHW
$187B
$147M 2.47%
4,460,442
+533,197
+14% +$16.9M
EMC
7
DELISTED
EMC CORPORATION
EMC
$136M 2.29%
5,096,773
+5,014,056
+6,062% +$130M
BFH icon
8
Bread Financial
BFH
$4.44B
$111M 1.87%
503,893
+75,076
+18% +$17M
K
9
DELISTED
Kellanova
K
$95.9M 1.61%
1,413,294
+515,185
+57% +$33.7M
HLF icon
10
Herbalife
HLF
$1.19B
$95.2M 1.6%
3,551,066
+498,062
+16% +$13.8M
FCAM
11
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$91.3M 1.54%
784,800
+529,800
+208% +$65.7M
PYPL icon
12
PayPal
PYPL
$51.1B
$82.8M 1.39%
2,288,208
-358,510
-14% -$12.6M
CAG icon
13
Conagra Brands
CAG
$7.11B
$81.4M 1.37%
2,479,853
+438,511
+21% +$14M
GM icon
14
General Motors
GM
$76.3B
$78.5M 1.32%
2,307,899
+867,243
+60% +$30.1M
TYC
15
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$76.1M 1.28%
2,280,243
+645,264
+39% +$23.6M
TW
16
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$76M 1.28%
592,002
+124,664
+27% +$15.9M
EBAY icon
17
eBay
EBAY
$48.9B
$74.9M 1.26%
2,725,478
+174,729
+7% +$4.82M
KO icon
18
Coca-Cola
KO
$374B
$65.3M 1.1%
1,519,768
+410,376
+37% +$17.4M
CMPR icon
19
Cimpress
CMPR
$2.34B
$63.7M 1.07%
785,053
+55,802
+8% +$4.61M
TSNU
20
DELISTED
Tyson Foods, Inc.
TSNU
$63.4M 1.07%
1,045,000
+635,000
+155% +$35.5M
DAL icon
21
Delta Air Lines
DAL
$60.5B
$60.6M 1.02%
1,194,873
-140,881
-11% -$6.97M
AA icon
22
Alcoa
AA
$12.5B
$57.7M 0.97%
2,432,865
-300,872
-11% -$6.71M
MHK icon
23
Mohawk Industries
MHK
$8.97B
$55.9M 0.94%
294,990
+71,582
+32% +$13.7M
POST icon
24
Post Holdings
POST
$4.09B
$54.6M 0.92%
1,351,192
+226,891
+20% +$9.39M
JCI icon
25
Johnson Controls International
JCI
$93.6B
$52.8M 0.89%
1,277,762
+190,039
+17% +$8.6M
1
2 3 4 5

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UBS O'Connor's Q4 2015 Portfolio in Review

As of Q4 2015, UBS O'Connor held 632 positions worth $5.94B, up 21% from $4.91B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

UBS O'Connor deployed $264M of net new capital in Q4 2015, opening 148 new positions and adding to 86 existing holdings. Its largest new stake was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Nucor, an estimated $54.4M trimmed.

  • UBS O'Connor's largest Q4 2015 buy was BROADCOM CORP CL-A: 8,579,797 shares worth $496M.
  • UBS O'Connor added most to EMC CORPORATION in Q4 2015, an estimated $130M increase.
  • UBS O'Connor's biggest Q4 2015 reduction was Nucor, cutting an estimated $54.4M.
  • UBS O'Connor fully exited HCC INSURANCES HOLDINGS INC in Q4 2015, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 34% of its $5.94B portfolio in Q4 2015.
  • UBS O'Connor opened 148 new positions and closed 221 in Q4 2015.
  • UBS O'Connor's portfolio value rose 21% quarter-over-quarter to $5.94B.

Based on UBS O'Connor's 13F filing for Q4 2015, filed 10 Feb 2016.