UBS O'Connor’s BROADCOM CORP CL-A BRCM Stock Holding History

UBS O'Connor’s Portfolio BRCM Stock Details BRCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-8,579,797	Closed	-$496M	–	568
2015 Q4	$496M	Buy	+8,579,797	New	+$462M	8.35%	1
2015 Q2	–	Sell	-12,203	Closed	-$528K	–	988
2015 Q1	$528K	Buy	12,203 +4,993	+69%	+$218K	0.01%	489
2014 Q4	$312K	Buy	+7,210	New	+$295K	0.01%	540

Other funds holding BRCM

HNB

Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

MAM

Mizuho Asset Management Tokyo, Japan $462M AUM 15.39% 1-Year Est. Return

FBC

Fairfield, Bush & Co Darien, Connecticut $180M AUM 39.51% 1-Year Est. Return

WBC

Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

HIIFS

Harel Insurance Investments & Financial Services Ramat Gan, Israel $14.7B AUM 47% 1-Year Est. Return

UBS O'Connor's BRCM Position: Q1 2016 in Review

UBS O'Connor sold out of BROADCOM CORP CL-A (BRCM) in Q1 2016, closing a stake of 8,579,797 shares — an estimated $496M sold.

UBS O'Connor first reported a position in BRCM in Q4 2014 and held it in 3 quarters. The position peaked at $496M in Q4 2015. 6 funds tracked by Wall St. Rank hold BRCM as of Q1 2016.

UBS O'Connor reported no remaining BROADCOM CORP CL-A position as of Q1 2016 after selling out during the quarter.
UBS O'Connor sold 8,579,797 BROADCOM CORP CL-A shares in Q1 2016, an estimated $496M.
UBS O'Connor first reported a position in BROADCOM CORP CL-A in Q4 2014 and held it in 3 quarters.
UBS O'Connor's BROADCOM CORP CL-A position peaked at $496M in Q4 2015.
6 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q1 2016.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.