UBS O'Connor’s BROADCOM CORP CL-A BRCM Stock Holding History

UBS O'Connor’s Portfolio BRCM Stock Details BRCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-12,842,762	Closed	-$743M	–	578
2015 Q4	$743M	Buy	12,842,762 +9,171,997	+250%	+$494M	6.57%	1
2015 Q3	$189M	Buy	+3,670,765	New	+$189M	1.77%	5
2015 Q2	–	Sell	-24,406	Closed	-$1.06M	–	1029
2015 Q1	$1.06M	Buy	24,406 +17,196	+239%	+$750K	0.01%	505
2014 Q4	$312K	Buy	+7,210	New	+$295K	0.01%	540

Other funds holding BRCM

HNB

Huntington National Bank Columbus, Ohio $20.6B AUM 34.61% 1-Year Est. Return

MAM

Mizuho Asset Management Tokyo, Japan $462M AUM 15.39% 1-Year Est. Return

FBC

Fairfield, Bush & Co Darien, Connecticut $203M AUM 38.37% 1-Year Est. Return

WBC

Westpac Banking Corp Sydney, Australia $1.62B AUM 39.13% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

HIIFS

Harel Insurance Investments & Financial Services Ramat Gan, Israel $20.6B AUM 59.59% 1-Year Est. Return

UBS O'Connor's BRCM Position: Q1 2016 in Review

UBS O'Connor sold out of BROADCOM CORP CL-A (BRCM) in Q1 2016, closing a stake of 12,842,762 shares — an estimated $743M sold.

UBS O'Connor first reported a position in BRCM in Q4 2014 and held it in 4 quarters. The position peaked at $743M in Q4 2015. 6 funds tracked by Wall St. Rank hold BRCM as of Q1 2016.

UBS O'Connor reported no remaining BROADCOM CORP CL-A position as of Q1 2016 after selling out during the quarter.
UBS O'Connor sold 12,842,762 BROADCOM CORP CL-A shares in Q1 2016, an estimated $743M.
UBS O'Connor first reported a position in BROADCOM CORP CL-A in Q4 2014 and held it in 4 quarters.
UBS O'Connor's BROADCOM CORP CL-A position peaked at $743M in Q4 2015.
6 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q1 2016.

Based on UBS O'Connor's 13F filing for Q1 2016, filed 13 May 2016.