UBS O'Connor’s Alcoa AA Stock Holding History

UBS O'Connor’s Portfolio AA Stock Details AA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-50,000	Closed	-$2.02M	–	228
2018 Q3	$2.02M	Buy	+50,000	New	+$2.17M	0.05%	173
2018 Q2	–	Sell	-105,392	Closed	-$4.74M	–	261
2018 Q1	$4.74M	Buy	105,392 +3,064	+3%	+$152K	0.09%	106
2017 Q4	$5.51M	Sell	102,328 -31,779	-24%	-$1.45M	0.1%	145
2017 Q3	$6.25M	Sell	134,107 -316,933	-70%	-$12.7M	0.09%	175
2017 Q2	$14.7M	Buy	+451,040	New	+$14.6M	0.24%	103
2016 Q3	–	Sell	-222,541	Closed	-$4.96M	–	414
2016 Q2	$4.96M	Sell	222,541 -5,108,752	-96%	-$120M	0.11%	176
2016 Q1	$123M	Buy	5,331,293 +465,563	+10%	+$9.47M	1.23%	18
2015 Q4	$115M	Sell	4,865,730 -601,744	-11%	-$13.4M	1.02%	23
2015 Q3	$127M	Buy	5,467,474 +5,052,326	+1,217%	+$118M	1.19%	13
2015 Q2	$11.1M	Buy	+415,148	New	+$12.9M	0.09%	249
2013 Q4	–	Sell	-76,049	Closed	-$1.48M	–	399
2013 Q3	$1.48M	Buy	+76,049	New	+$1.47M	0.03%	280

Other funds holding AA

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Capital International Investors Los Angeles, California $484B AUM 34.9% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

UBS O'Connor's AA Position: Q4 2018 in Review

UBS O'Connor sold out of Alcoa (AA) in Q4 2018, closing a stake of 50,000 shares — an estimated $2.02M sold.

UBS O'Connor first reported a position in AA in Q3 2013 and held it in 11 quarters. The position peaked at $127M in Q3 2015. 384 funds tracked by Wall St. Rank hold AA as of Q4 2018.

UBS O'Connor reported no remaining Alcoa position as of Q4 2018 after selling out during the quarter.
UBS O'Connor sold 50,000 Alcoa shares in Q4 2018, an estimated $2.02M.
UBS O'Connor first reported a position in Alcoa in Q3 2013 and held it in 11 quarters.
UBS O'Connor's Alcoa position peaked at $127M in Q3 2015.
384 funds tracked by Wall St. Rank held Alcoa as of Q4 2018.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.