We are live on ! Find out more

538 hedge funds and large institutions have $10.5B invested in Alcoa in 2013 Q4 according to their latest regulatory filings, with 93 funds opening new positions, 167 increasing their positions, 200 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 39 (+6)

102% more first-time investments, than exits

New positions opened: 93 | Existing positions closed: 46

42% more capital invested

Capital invested by funds: $7.42B → $10.5B (+$3.11B)

24% more call options, than puts

Call options by funds: $380M | Put options by funds: $306M

8% more funds holding

Funds holding: 496538 (+42)

2.47% more ownership

Funds ownership: 25.55%28.02% (+2.5%)

17% less repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 200

Holders
538
Holders Change
+42
Holders Change %
+8.47%
% of All Funds
15.62%
Holding in Top 10
9
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+200%
% of All Funds
0.26%
New
93
Increased
167
Reduced
200
Closed
46
Calls
$380M
Puts
$306M
Net Calls
+$73.7M
Net Calls Change
+$106M
Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$2.89B -$164M -7,385,756 -92%
Vanguard Group
2
Vanguard Group
Pennsylvania
$758M +$20.5M +924,949 +3%
State Street
3
State Street
Massachusetts
$578M +$24.2M +1,091,957 +5%
MNA
4
Manning & Napier Advisors
New York
$536M -$5.67M -255,556 -1%
JP Morgan Chase
5
JP Morgan Chase
New York
$488M +$178M +8,039,591 +73%
BIT
6
BlackRock Institutional Trust
California
$291M -$1.23M -55,559 -0.5%
MAM
7
Marketfield Asset Management
New York
$254M +$1M +45,107 +0.5%
OH
8
Orbis Holdings
Bermuda
$237M +$206M +9,291,267 New
FPA
9
First Pacific Advisors
California
$232M +$74.5M +3,359,093 +59%
Invesco
10
Invesco
Georgia
$221M +$1.06M +47,905 +0.6%
SC
11
Sasco Capital
Connecticut
$208M +$19.1M +861,165 +12%
FC
12
Fairpointe Capital
Illinois
$170M +$148M +6,662,124 New
Northern Trust
13
Northern Trust
Illinois
$165M +$868K +39,129 +0.6%
BFA
14
BlackRock Fund Advisors
California
$165M +$4.53M +204,354 +3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$139M +$21.4M +964,369 +21%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$123M -$4.96M -223,609 -4%
SSM
17
Sound Shore Management
Connecticut
$122M +$106M +4,765,134 New
Dimensional Fund Advisors
18
Dimensional Fund Advisors
Texas
$117M +$1.59M +71,508 +2%
ACA
19
Anchor Capital Advisors
Massachusetts
$109M +$57.3M +2,586,677 +153%
Capital World Investors
20
Capital World Investors
California
$90.4M -$164M -7,382,439 -68%
BG
21
BlackRock Group
United Kingdom
$84.3M -$18.5M -836,004 -20%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$83.7M +$3.5M +157,761 +5%
Morgan Stanley
23
Morgan Stanley
New York
$71.8M +$12.3M +553,564 +25%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$63.6M -$2M -90,230 -3%
Legal & General Group
25
Legal & General Group
United Kingdom
$56.8M +$295K +13,309 +0.6%

AA Hedge Fund Activity: Q4 2013 in Review

538 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcoa (AA) for Q4 2013, worth a combined $10.5B — up 42% from $7.42B a quarter earlier.

Buyers outnumbered sellers: 93 funds opened new AA positions and 46 closed out — a net gain of 47 holders — while 167 added to existing stakes and 200 trimmed.

The largest buyer was Orbis Holdings, opening a new position worth an estimated $206M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $164M.

  • 538 institutional investors held Alcoa (AA) as of Q4 2013, up from 496 in Q3 2013.
  • Funds reported $10.5B of Alcoa stock for Q4 2013, up 42% quarter-over-quarter.
  • 93 funds opened new Alcoa positions in Q4 2013 and 46 closed out, a net change of +47 holders.
  • The largest Alcoa buyer in Q4 2013 was Orbis Holdings, an estimated $206M added.
  • The largest Alcoa seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $164M sold.

Based on aggregated 13F filings for Q4 2013.