UBS O'Connor’s Alcoa AA Stock Holding History

UBS O'Connor’s Portfolio AA Stock Details AA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-125,000	Closed	-$91K	–	227
2018 Q3	$91K	Buy	+125,000	New	+$5.43M	﹤0.01%	266
2016 Q3	–	Sell	-233,708	Closed	-$22K	–	413
2016 Q2	$22K	Buy	+233,708	New	+$5.47M	﹤0.01%	386

Other funds holding AA

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

UBS O'Connor's AA Position: Q4 2018 in Review

UBS O'Connor sold out of Alcoa (AA) in Q4 2018, closing a stake of 50,000 shares — an estimated $2.02M sold.

UBS O'Connor first reported a position in AA in Q3 2013 and held it in 11 quarters. The position peaked at $63.5M in Q3 2015. 383 funds tracked by Wall St. Rank hold AA as of Q4 2018.

UBS O'Connor reported no remaining Alcoa position as of Q4 2018 after selling out during the quarter.
UBS O'Connor sold 50,000 Alcoa shares in Q4 2018, an estimated $2.02M.
UBS O'Connor first reported a position in Alcoa in Q3 2013 and held it in 11 quarters.
UBS O'Connor's Alcoa position peaked at $63.5M in Q3 2015.
383 funds tracked by Wall St. Rank held Alcoa as of Q4 2018.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.