We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TIF
1
DELISTED
Tiffany & Co.
TIF
$407M 8.38%
3,141,969
+2,137,302
+213% +$281M
2019 Q4
1 quarter
CY
2
DELISTED
Cypress Semiconductor
CY
$394M 8.12%
16,896,600
+8,419,056
+99% +$192M
2019 Q2
3 quarters
ETFC
3
DELISTED
E*Trade Financial Corporation
ETFC
$266M 5.48%
+7,751,548
New +$328M
2020 Q1
0 quarters
MLNX
4
DELISTED
Mellanox Technologies, Ltd.
MLNX
$247M 5.09%
2,036,907
+738,239
+57% +$86.8M
2019 Q1
4 quarters
S icon
5
DELISTED
Sprint Corporation
S
$237M 4.88%
27,470,165
+26,450,189
+2,593% +$186M
2019 Q4
1 quarter
LM
6
DELISTED
Legg Mason, Inc.
LM
$182M 3.75%
+3,731,226
New +$163M
2020 Q1
0 quarters
WBC
7
DELISTED
WABCO HOLDINGS INC.
WBC
$157M 3.23%
1,162,167
+1,021,817
+728% +$137M
2019 Q4
1 quarter
AMTD icon
8
DELISTED
TD Ameritrade Holding Corp
AMTD
$140M 2.88%
4,039,467
+817,749
+25% +$35.6M
2019 Q4
1 quarter
WMGI
9
DELISTED
Wright Medical Group Inc
WMGI
$133M 2.74%
4,649,300
+4,328,880
+1,351% +$128M
2019 Q4
1 quarter
AXE
10
DELISTED
Anixter International Inc
AXE
$126M 2.6%
+1,435,589
New +$136M
2020 Q1
0 quarters
TCO
11
DELISTED
Taubman Centers Inc.
TCO
$105M 2.17%
+2,514,817
New +$105M
2020 Q1
0 quarters
RTX icon
12
RTX Corp
RTX
$251B
$74.6M 1.54%
+1,256,918
New +$106M
2020 Q1
0 quarters
TECD
13
DELISTED
Tech Data Corp
TECD
$73M 1.5%
+558,198
New +$77.4M
2020 Q1
0 quarters
ACIA
14
DELISTED
Acacia Communications Inc
ACIA
$70.3M 1.45%
1,046,378
+537,473
+106% +$36.4M
2019 Q4
1 quarter
PPLI icon
15
People Inc
PPLI
$3.04B
$58.6M 1.21%
+1,828,344
New +$72.4M
2020 Q1
0 quarters
FTSV
16
DELISTED
Forty Seven, Inc. Common Stock
FTSV
$58.5M 1.21%
+613,157
New +$37.1M
2020 Q1
0 quarters
CZR icon
17
DELISTED
Caesars Entertainment Corporation
CZR
$55.9M 1.15%
8,270,828
+5,118,611
+162% +$60.2M
2019 Q2
3 quarters
CCXX.U
18
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$46.4M 0.96%
+4,637,000
New +$47.2M
2020 Q1
0 quarters
FEAC.U icon
19
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$31.4M 0.65%
+3,150,000
New +$31.4M
2020 Q1
0 quarters
FIT
20
DELISTED
Fitbit, Inc. Class A common stock
FIT
$28.9M 0.6%
+4,341,576
New +$28.1M
2020 Q1
0 quarters
BBL
21
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$25.9M 0.53%
853,202
+121,181
+17% +$4.77M
2019 Q2
3 quarters
SRTA icon
22
Strata Critical Medical Inc
SRTA
$401M
$25.9M 0.53%
2,675,000
– –
2019 Q4
1 quarter
JIH
23
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$25.3M 0.52%
2,625,000
– –
2019 Q4
1 quarter
IBKC
24
DELISTED
IBERIABANK Corp
IBKC
$25.2M 0.52%
+695,550
New +$43.3M
2020 Q1
0 quarters
CRC icon
25
PUT
DELISTED
California Resources Corporation
CRC
$25.1M 0.52%
3,567,900
-307,600
-8% -$1.9M
2018 Q3
6 quarters
1
2 3 4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.