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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIF
1
DELISTED
Tiffany & Co.
TIF
$407M 8.38%
3,141,969
+2,137,302
+213% +$281M
CY
2
DELISTED
Cypress Semiconductor
CY
$394M 8.12%
16,896,600
+8,419,056
+99% +$192M
ETFC
3
DELISTED
E*Trade Financial Corporation
ETFC
$266M 5.48%
+7,751,548
New +$328M
MLNX
4
DELISTED
Mellanox Technologies, Ltd.
MLNX
$247M 5.09%
2,036,907
+738,239
+57% +$86.8M
S
5
DELISTED
Sprint Corporation
S
$237M 4.88%
27,470,165
+26,450,189
+2,593% +$186M
LM
6
DELISTED
Legg Mason, Inc.
LM
$182M 3.75%
+3,731,226
New +$163M
WBC
7
DELISTED
WABCO HOLDINGS INC.
WBC
$157M 3.23%
1,162,167
+1,021,817
+728% +$137M
AMTD
8
DELISTED
TD Ameritrade Holding Corp
AMTD
$140M 2.88%
4,039,467
+817,749
+25% +$35.6M
WMGI
9
DELISTED
Wright Medical Group Inc
WMGI
$133M 2.74%
4,649,300
+4,328,880
+1,351% +$128M
AXE
10
DELISTED
Anixter International Inc
AXE
$126M 2.6%
+1,435,589
New +$136M
TCO
11
DELISTED
Taubman Centers Inc.
TCO
$105M 2.17%
+2,514,817
New +$105M
RTX icon
12
RTX Corp
RTX
$301B
$74.6M 1.54%
+1,256,918
New +$106M
TECD
13
DELISTED
Tech Data Corp
TECD
$73M 1.5%
+558,198
New +$77.4M
ACIA
14
DELISTED
Acacia Communications Inc
ACIA
$70.3M 1.45%
1,046,378
+537,473
+106% +$36.4M
PPLI
15
People Inc
PPLI
$3.2B
$58.6M 1.21%
+1,828,344
New +$72.4M
FTSV
16
DELISTED
Forty Seven, Inc. Common Stock
FTSV
$58.5M 1.21%
+613,157
New +$37.1M
CZR
17
DELISTED
Caesars Entertainment Corporation
CZR
$55.9M 1.15%
8,270,828
+5,118,611
+162% +$60.2M
CCXX.U
18
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$46.4M 0.96%
+4,637,000
New +$47.2M
FEAC.U
19
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$31.4M 0.65%
+3,150,000
New +$31.4M
FIT
20
DELISTED
Fitbit, Inc. Class A common stock
FIT
$28.9M 0.6%
+4,341,576
New +$28.1M
BBL
21
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$25.9M 0.53%
853,202
+121,181
+17% +$4.77M
SRTA
22
Strata Critical Medical Inc
SRTA
$495M
$25.9M 0.53%
2,675,000
– –
JIH
23
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$25.3M 0.52%
2,625,000
– –
IBKC
24
DELISTED
IBERIABANK Corp
IBKC
$25.2M 0.52%
+695,550
New +$43.3M
CRC
25
PUT
DELISTED
California Resources Corporation
CRC
$25.1M 0.52%
3,567,900
-307,600
-8% -$1.9M
1
2 3 4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.