UOC
ETFC

UBS O'Connor’s E*Trade Financial Corporation ETFC Stock Holding History

UBS O'Connor’s Portfolio ETFC Stock Details ETFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-12,227,099
Closed -$612M – 682
2020
Q3 		$612M Buy
12,227,099
+3,287,367
+37% +$172M 15.54% 1
2020
Q2 		$445M Buy
8,939,732
+1,188,184
+15% +$51.2M 9.82% 1
2020
Q1 		$266M Buy
+7,751,548
New +$328M 5.48% 3
2017
Q4 		– Sell
-150,000
Closed -$6.54M – 416
2017
Q3 		$6.54M Buy
+150,000
New +$6.09M 0.1% 172
2017
Q1 		– Sell
-149,124
Closed -$5.17M – 508
2016
Q4 		$5.17M Buy
149,124
+1,166
+0.8% +$37.2K 0.1% 216
2016
Q3 		$4.31M Buy
+147,958
New +$3.82M 0.06% 227
2015
Q4 		– Sell
-122,000
Closed -$3.21M – 574
2015
Q3 		$3.21M Sell
122,000
-159,954
-57% -$4.43M 0.07% 251
2015
Q2 		$8.45M Buy
281,954
+261,954
+1,310% +$7.7M 0.15% 175
2015
Q1 		$571K Buy
+20,000
New +$510K 0.01% 473

Other funds holding ETFC

CIC
Cornercap Investment Counsel Atlanta, Georgia $203M AUM 17.67% 1-Year Est. Return
GI
Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

UBS O'Connor's ETFC Position: Q4 2020 in Review

UBS O'Connor sold out of E*Trade Financial Corporation (ETFC) in Q4 2020, closing a stake of 12,227,099 shares — an estimated $612M sold.

UBS O'Connor first reported a position in ETFC in Q1 2015 and held it in 9 quarters. The position peaked at $612M in Q3 2020. 3 funds tracked by Wall St. Rank hold ETFC as of Q4 2020.

  • UBS O'Connor reported no remaining E*Trade Financial Corporation position as of Q4 2020 after selling out during the quarter.
  • UBS O'Connor sold 12,227,099 E*Trade Financial Corporation shares in Q4 2020, an estimated $612M.
  • UBS O'Connor first reported a position in E*Trade Financial Corporation in Q1 2015 and held it in 9 quarters.
  • UBS O'Connor's E*Trade Financial Corporation position peaked at $612M in Q3 2020.
  • 3 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q4 2020.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.