UOC
ETFC

UBS O'Connor’s E*Trade Financial Corporation ETFC Stock Holding History

UBS O'Connor’s Portfolio ETFC Stock Details ETFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-150,000
Closed -$116K – 320
2018
Q3 		$116K Buy
+150,000
New +$8.8M ﹤0.01% 264
2015
Q4 		– Sell
-95,300
Closed -$8K – 573
2015
Q3 		$8K Sell
95,300
-129,700
-58% -$3.6M ﹤0.01% 484
2015
Q2 		$72K Buy
225,000
+149,200
+197% +$4.38M ﹤0.01% 715
2015
Q1 		$96K Buy
+75,800
New +$1.93M ﹤0.01% 692
2014
Q1 		– Sell
-125,000
Closed -$456K – 545
2013
Q4 		$456K Sell
125,000
-345,000
-73% -$6.13M 0.01% 328
2013
Q3 		$783K Sell
470,000
-259,100
-36% -$3.86M 0.02% 309
2013
Q2 		$978K Buy
+729,100
New +$8.04M 0.02% 370

Other funds holding ETFC

CIC
Cornercap Investment Counsel Atlanta, Georgia $203M AUM 17.67% 1-Year Est. Return
GI
Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

UBS O'Connor's ETFC Position: Q4 2020 in Review

UBS O'Connor sold out of E*Trade Financial Corporation (ETFC) in Q4 2020, closing a stake of 12,227,099 shares — an estimated $612M sold.

UBS O'Connor first reported a position in ETFC in Q1 2015 and held it in 9 quarters. The position peaked at $612M in Q3 2020. 3 funds tracked by Wall St. Rank hold ETFC as of Q4 2020.

  • UBS O'Connor reported no remaining E*Trade Financial Corporation position as of Q4 2020 after selling out during the quarter.
  • UBS O'Connor sold 12,227,099 E*Trade Financial Corporation shares in Q4 2020, an estimated $612M.
  • UBS O'Connor first reported a position in E*Trade Financial Corporation in Q1 2015 and held it in 9 quarters.
  • UBS O'Connor's E*Trade Financial Corporation position peaked at $612M in Q3 2020.
  • 3 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q4 2020.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.