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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
1
Humana
HUM
$44.1B
$106M 1.95%
1,027,156
+152,981
+18% +$15M
LIFE
2
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$95.1M 1.75%
1,254,694
– –
NLSN
3
DELISTED
Nielsen Holdings plc
NLSN
$80.3M 1.48%
1,750,000
+274,158
+19% +$11.2M
MSFT icon
4
Microsoft
MSFT
$3.71T
$78.7M 1.45%
2,101,806
+162,968
+8% +$5.92M
PM icon
5
Philip Morris
PM
$293B
$76.3M 1.4%
875,883
-142,085
-14% -$12.4M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$75.5M 1.39%
409,000
+293,824
+255% +$52M
AAL icon
7
American Airlines Group
AAL
$10.6B
$65.6M 1.2%
+2,596,600
New +$66.9M
HOT
8
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$64.5M 1.19%
811,940
+240,150
+42% +$17.6M
KO icon
9
Coca-Cola
KO
$374B
$62.8M 1.15%
1,520,000
+523,892
+53% +$20.7M
TSM icon
10
TSMC
TSM
$2.17T
$60.4M 1.11%
3,465,000
+804,300
+30% +$14.3M
CCI icon
11
Crown Castle
CCI
$32.7B
$60.4M 1.11%
822,468
+727,468
+766% +$53.8M
NE
12
DELISTED
Noble Corporation
NE
$56.7M 1.04%
1,731,679
+347,439
+25% +$11.5M
BHP icon
13
BHP
BHP
$223B
$55.9M 1.03%
969,775
+262,815
+37% +$15.2M
EL icon
14
Estee Lauder
EL
$30.9B
$52.4M 0.96%
695,641
-144,718
-17% -$10.5M
NOV icon
15
NOV
NOV
$7.09B
$52.1M 0.96%
727,170
+252,571
+53% +$18.4M
MHFI
16
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$51.5M 0.95%
659,159
-52,001
-7% -$3.73M
ASH icon
17
Ashland
ASH
$3.32B
$51.2M 0.94%
1,079,420
+163,138
+18% +$7.29M
HSP
18
DELISTED
HOSPIRA INC
HSP
$49M 0.9%
1,187,085
+262,381
+28% +$10.6M
CCI.PRA
19
DELISTED
Crown Castle International Corp.
CCI.PRA
$48M 0.88%
+480,400
New +$48.4M
KRC icon
20
Kilroy Realty
KRC
$4.34B
$47.6M 0.88%
949,159
+217,134
+30% +$11.1M
KRFT
21
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$47.6M 0.87%
882,652
+178,728
+25% +$9.55M
AVP
22
DELISTED
Avon Products, Inc.
AVP
$47.6M 0.87%
2,762,832
+1,170,730
+74% +$21.9M
SCHW
23
Charles Schwab
SCHW
$187B
$47.6M 0.87%
1,829,213
+371,401
+25% +$8.86M
SJM icon
24
J.M. Smucker
SJM
$12.7B
$46.2M 0.85%
446,169
+118,382
+36% +$12.6M
SPG icon
25
Simon Property Group
SPG
$71.9B
$46M 0.85%
321,570
-36,208
-10% -$5.22M
1
2 3 4 5

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FNBT
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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.