UBS O'Connor’s NOV NOV Stock Holding History

UBS O'Connor’s Portfolio NOV Stock Details NOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-540,000	Closed	-$19.8M	–	450
2016 Q3	$19.8M	Buy	540,000 +135,990	+34%	+$4.57M	0.3%	83
2016 Q2	$13.6M	Buy	+404,010	New	+$13M	0.29%	91
2016 Q1	–	Sell	-138,400	Closed	-$4.63M	–	504
2015 Q4	$4.63M	Sell	138,400 -94,099	-40%	-$3.5M	0.08%	193
2015 Q3	$8.75M	Buy	+232,499	New	+$9.51M	0.18%	137
2015 Q1	–	Sell	-432,792	Closed	-$28.4M	–	812
2014 Q4	$28.4M	Buy	432,792 +185,046	+75%	+$12.9M	0.49%	49
2014 Q3	$18.9M	Sell	247,746 -343,126	-58%	-$28.4M	0.33%	94
2014 Q2	$48.7M	Sell	590,872 -189,413	-24%	-$14.1M	0.31%	23
2014 Q1	$54.8M	Buy	780,285 +53,115	+7%	+$3.64M	1.04%	11
2013 Q4	$52.1M	Buy	727,170 +252,571	+53%	+$18.4M	0.96%	18
2013 Q3	$33.4M	Buy	474,599 +151,728	+47%	+$10.2M	0.7%	44
2013 Q2	$20.1M	Buy	+322,871	New	+$19.9M	0.38%	77

Other funds holding NOV

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

First Eagle Investment Management

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vulcan Value Partners Birmingham, Alabama $3.77B AUM 9.63% 1-Year Est. Return

Harris Associates

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Parnassus Investments

Parnassus Investments San Francisco, California $34.1B AUM 20.22% 1-Year Est. Return

ClearBridge Investments

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return