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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCG
1
DELISTED
Wellcare Health Plans, Inc.
WCG
$514M 14.54%
1,556,362
+658,733
+73% +$198M
CY
2
DELISTED
Cypress Semiconductor
CY
$198M 5.6%
8,477,544
+3,249,202
+62% +$76M
AMTD
3
DELISTED
TD Ameritrade Holding Corp
AMTD
$160M 4.53%
+3,221,718
New +$140M
MLNX
4
DELISTED
Mellanox Technologies, Ltd.
MLNX
$152M 4.31%
1,298,668
+250,196
+24% +$28.4M
ZAYO
5
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$142M 4.01%
4,088,120
+652,342
+19% +$22.3M
TIF
6
DELISTED
Tiffany & Co.
TIF
$134M 3.8%
+1,004,667
New +$119M
MDCO
7
DELISTED
Medicines Co
MDCO
$82.1M 2.32%
+966,509
New +$64.5M
INXN
8
DELISTED
Interxion Holding N.V.
INXN
$51.4M 1.45%
612,731
+529,431
+636% +$44.2M
CZR
9
DELISTED
Caesars Entertainment Corporation
CZR
$42.9M 1.21%
3,152,217
+316,731
+11% +$4.01M
ACIA
10
DELISTED
Acacia Communications Inc
ACIA
$34.5M 0.98%
+508,905
New +$33.7M
BBL
11
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$34.4M 0.97%
732,021
+73,555
+11% +$3.23M
SRTA
12
Strata Critical Medical Inc
SRTA
$495M
$26.2M 0.74%
+2,675,000
New +$26.2M
JIH
13
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$25.7M 0.73%
+2,625,000
New +$25.7M
CHPMU
14
DELISTED
CHP Merger Corp. Unit
CHPMU
$24.9M 0.71%
+2,450,000
New +$24.8M
AVPT icon
15
AvePoint
AVPT
$2.71B
$24.8M 0.7%
+2,500,000
New +$24.9M
AMZN icon
16
Amazon
AMZN
$2.94T
$24.5M 0.69%
265,000
+228,000
+616% +$20.2M
GSKY
17
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$23.4M 0.66%
2,623,547
+776,464
+42% +$5.83M
ASTS icon
18
AST SpaceMobile
ASTS
$20.1B
$22.5M 0.64%
+2,277,000
New +$22.4M
RIDE
19
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$21.4M 0.61%
143,333
+133,333
+1,333% +$19.8M
LOTZ
20
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$20.8M 0.59%
2,074,000
+99,000
+5% +$981K
TSLA icon
21
Tesla
TSLA
$1.26T
$20.7M 0.59%
742,500
-232,500
-24% -$5.04M
BABA icon
22
Alibaba
BABA
$304B
$20.4M 0.58%
96,334
+51,181
+113% +$9.6M
BTRS
23
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$20.2M 0.57%
2,047,798
+417,798
+26% +$4.12M
META icon
24
Meta Platforms (Facebook)
META
$1.5T
$19.5M 0.55%
95,000
-27,500
-22% -$5.33M
CHPT icon
25
ChargePoint
CHPT
$152M
$19.1M 0.54%
96,948
– –
1
2 3 4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.