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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WCG
1
DELISTED
Wellcare Health Plans, Inc.
WCG
$514M 14.54%
1,556,362
+658,733
+73% +$198M
2019 Q2
2 quarters
CY
2
DELISTED
Cypress Semiconductor
CY
$198M 5.6%
8,477,544
+3,249,202
+62% +$76M
2019 Q2
2 quarters
AMTD icon
3
DELISTED
TD Ameritrade Holding Corp
AMTD
$160M 4.53%
+3,221,718
New +$140M
2019 Q4
0 quarters
MLNX
4
DELISTED
Mellanox Technologies, Ltd.
MLNX
$152M 4.31%
1,298,668
+250,196
+24% +$28.4M
2019 Q1
3 quarters
ZAYO
5
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$142M 4.01%
4,088,120
+652,342
+19% +$22.3M
2019 Q1
3 quarters
TIF
6
DELISTED
Tiffany & Co.
TIF
$134M 3.8%
+1,004,667
New +$119M
2019 Q4
0 quarters
MDCO
7
DELISTED
Medicines Co
MDCO
$82.1M 2.32%
+966,509
New +$64.5M
2019 Q4
0 quarters
INXN
8
DELISTED
Interxion Holding N.V.
INXN
$51.4M 1.45%
612,731
+529,431
+636% +$44.2M
2016 Q2
14 quarters
CZR icon
9
DELISTED
Caesars Entertainment Corporation
CZR
$42.9M 1.21%
3,152,217
+316,731
+11% +$4.01M
2019 Q2
2 quarters
ACIA
10
DELISTED
Acacia Communications Inc
ACIA
$34.5M 0.98%
+508,905
New +$33.7M
2019 Q4
0 quarters
BBL
11
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$34.4M 0.97%
732,021
+73,555
+11% +$3.23M
2019 Q2
2 quarters
SRTA icon
12
Strata Critical Medical Inc
SRTA
$401M
$26.2M 0.74%
+2,675,000
New +$26.2M
2019 Q4
0 quarters
JIH
13
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$25.7M 0.73%
+2,625,000
New +$25.7M
2019 Q4
0 quarters
CHPMU
14
DELISTED
CHP Merger Corp. Unit
CHPMU
$24.9M 0.71%
+2,450,000
New +$24.8M
2019 Q4
0 quarters
AVPT icon
15
AvePoint
AVPT
$3.1B
$24.8M 0.7%
+2,500,000
New +$24.9M
2019 Q4
0 quarters
AMZN icon
16
Amazon
AMZN
$2.83T
$24.5M 0.69%
265,000
+228,000
+616% +$20.2M
2015 Q1
19 quarters
GSKY
17
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$23.4M 0.66%
2,623,547
+776,464
+42% +$5.83M
2018 Q3
5 quarters
ASTS icon
18
AST SpaceMobile
ASTS
$15.3B
$22.5M 0.64%
+2,277,000
New +$22.4M
2019 Q4
0 quarters
RIDE
19
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$21.4M 0.61%
143,333
+133,333
+1,333% +$19.8M
2019 Q3
1 quarter
LOTZ
20
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$20.8M 0.59%
2,074,000
+99,000
+5% +$981K
2019 Q3
1 quarter
TSLA icon
21
Tesla
TSLA
$1.51T
$20.7M 0.59%
742,500
-232,500
-24% -$5.04M
2018 Q3
5 quarters
BABA icon
22
Alibaba
BABA
$277B
$20.4M 0.58%
96,334
+51,181
+113% +$9.6M
2019 Q3
1 quarter
BTRS
23
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$20.2M 0.57%
2,047,798
+417,798
+26% +$4.12M
2019 Q3
1 quarter
META icon
24
Meta Platforms (Facebook)
META
$1.83T
$19.5M 0.55%
95,000
-27,500
-22% -$5.33M
2016 Q3
13 quarters
CHPT icon
25
ChargePoint
CHPT
$213M
$19.1M 0.54%
96,948
– –
2019 Q3
1 quarter
1
2 3 4 5

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.