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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+9.26%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$10.4B
AUM Growth
-$2.35B
Cap. Flow
-$3.31B
Cap. Flow %
-31.85%
Top 10 Hldgs %
56.61%
Holding
1,181
New
274
Increased
445
Reduced
178
Closed
245

Top Buys

Rank Stock Value
1
CONE
CyrusOne Inc Common Stock
CONE
+$439M
2
COHR
Coherent Inc
COHR
+$232M
3
CERN
Cerner Corp
CERN
+$116M
4
VG
Vonage Holdings Corporation
VG
+$95.6M
5
MIME
Mimecast Limited
MIME
+$92.8M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$954M
2
PPD
PPD, Inc. Common Stock
PPD
+$742M
3
VER
VEREIT, Inc.
VER
+$701M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$247M

Sector Composition

Rank Sector Weight
1 Financials 21.5%
2 Technology 20.36%
3 Communication Services 16.89%
4 Healthcare 6.21%
5 Industrials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFO
1
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1.62B 15.61%
12,201,528
-1,300,916
-10% -$166M
NUAN
2
DELISTED
Nuance Communications, Inc.
NUAN
$1.61B 15.48%
29,236,141
-389,787
-1% -$21.5M
XLNX
3
DELISTED
Xilinx Inc
XLNX
$638M 6.14%
3,451,983
+190,773
+6% +$37.6M
ATH
4
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$465M 4.47%
5,580,618
-3,007,342
-35% -$247M
CONE
5
DELISTED
CyrusOne Inc Common Stock
CONE
$464M 4.47%
+5,175,766
New +$439M
CIT
6
DELISTED
CIT Group Inc.
CIT
$329M 3.17%
6,402,777
-463,931
-7% -$23.6M
COHR
7
DELISTED
Coherent Inc
COHR
$240M 2.31%
+899,028
New +$232M
MGP
8
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$210M 2.02%
5,129,646
+863,028
+20% +$33.7M
MGLN
9
DELISTED
Magellan Health Services, Inc.
MGLN
$165M 1.59%
1,743,181
-716,135
-29% -$67.8M
CERN
10
DELISTED
Cerner Corp
CERN
$142M 1.36%
+1,524,040
New +$116M
VG
11
DELISTED
Vonage Holdings Corporation
VG
$109M 1.05%
+5,244,861
New +$95.6M
ROG icon
12
Rogers Corp
ROG
$2.39B
$101M 0.97%
+369,433
New +$89.9M
MIME
13
DELISTED
Mimecast Limited
MIME
$98M 0.94%
+1,231,609
New +$92.8M
WBT
14
DELISTED
Welbilt, Inc.
WBT
$91.6M 0.88%
+3,852,466
New +$91.2M
BBL
15
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$81.6M 0.79%
1,365,012
+123,926
+10% +$6.76M
HRTX icon
16
Heron Therapeutics
HRTX
$94.5M
$75.6M 0.73%
8,275,000
+1,641,084
+25% +$16.8M
EQT icon
17
EQT Corp
EQT
$32.3B
$74.8M 0.72%
3,427,652
+2,103,165
+159% +$44M
VNE
18
DELISTED
Veoneer, Inc.
VNE
$72.7M 0.7%
+2,048,678
New +$72.4M
PBCT
19
DELISTED
People's United Financial Inc
PBCT
$72.6M 0.7%
4,075,913
-3,367,325
-45% -$60M
MCFE
20
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$70.9M 0.68%
+2,748,709
New +$66.3M
CHNG
21
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$59.6M 0.57%
+2,786,087
New +$58.4M
CMI icon
22
Cummins
CMI
$88.7B
$45M 0.43%
206,493
+76,010
+58% +$17.3M
TEL icon
23
TE Connectivity
TEL
$62.3B
$42.7M 0.41%
264,718
+29,744
+13% +$4.6M
ARNA
24
DELISTED
Arena Pharmaceuticals Inc
ARNA
$41.1M 0.4%
+442,331
New +$29.1M
PAE
25
DELISTED
PAE Incorporated Class A Common Stock
PAE
$40.9M 0.39%
+4,121,245
New +$36.8M
1
2 3 4 5

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UBS O'Connor's Q4 2021 Portfolio in Review

As of Q4 2021, UBS O'Connor held 1,181 positions worth $10.4B, down 18% from $12.7B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

UBS O'Connor withdrew a net $3.31B in Q4 2021, closing 245 positions and reducing 178 holdings. Its most notable exit was Kansas City Southern, an estimated $954M position sold in full.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Technology and Communication Services.

Against the trend, UBS O'Connor opened a new position in CyrusOne Inc Common Stock worth $464M.

  • UBS O'Connor's largest Q4 2021 buy was CyrusOne Inc Common Stock: 5,175,766 shares worth $464M.
  • UBS O'Connor added most to EQT Corp in Q4 2021, an estimated $44M increase.
  • UBS O'Connor's biggest Q4 2021 reduction was Athene Holding Ltd. Class A Common Shares, cutting an estimated $247M.
  • UBS O'Connor fully exited Kansas City Southern in Q4 2021, selling an estimated $954M.
  • UBS O'Connor's ten largest holdings make up 57% of its $10.4B portfolio in Q4 2021.
  • UBS O'Connor opened 274 new positions and closed 245 in Q4 2021.
  • UBS O'Connor's portfolio value fell 18% quarter-over-quarter to $10.4B.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.