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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
1
DELISTED
Varian Medical Systems, Inc.
VAR
$337M 6.88%
1,924,725
+1,210,703
+170% +$210M
TIF
2
DELISTED
Tiffany & Co.
TIF
$309M 6.32%
2,354,323
+790,304
+51% +$101M
WORK
3
DELISTED
Slack Technologies, Inc.
WORK
$251M 5.12%
+5,931,958
New +$200M
CXO
4
DELISTED
CONCHO RESOURCES INC.
CXO
$240M 4.9%
+4,111,611
New +$216M
MXIM
5
DELISTED
Maxim Integrated Products
MXIM
$188M 3.84%
2,123,121
+393,347
+23% +$31M
GRUB
6
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$178M 3.63%
1,195,136
+490,061
+70% +$72.4M
XLNX
7
DELISTED
Xilinx Inc
XLNX
$87.2M 1.78%
+614,741
New +$79.9M
ALXN
8
DELISTED
Alexion Pharmaceuticals
ALXN
$85.9M 1.75%
+549,621
New +$70.6M
ACIA
9
DELISTED
Acacia Communications Inc
ACIA
$73.4M 1.5%
1,005,669
-42,150
-4% -$2.91M
CLGX
10
DELISTED
Corelogic, Inc.
CLGX
$69.8M 1.43%
903,182
+117,044
+15% +$8.76M
EV
11
DELISTED
Eaton Vance Corp.
EV
$67.7M 1.38%
+997,072
New +$62.3M
FIT
12
DELISTED
Fitbit, Inc. Class A common stock
FIT
$65.3M 1.33%
9,608,984
+983,797
+11% +$6.94M
NAV
13
DELISTED
Navistar International
NAV
$60.1M 1.23%
1,367,821
+97,762
+8% +$4.26M
BBL
14
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$52.8M 1.08%
995,036
+30,925
+3% +$1.42M
RP
15
DELISTED
RealPage, Inc.
RP
$35.5M 0.73%
+407,125
New +$26.7M
LBRDK icon
16
Liberty Broadband Class C
LBRDK
$5.32B
$33.3M 0.68%
+210,112
New +$32M
GSKY
17
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$32.2M 0.66%
6,953,855
+1,662,524
+31% +$7.52M
ASTS icon
18
AST SpaceMobile
ASTS
$20.1B
$30.9M 0.63%
2,277,000
– –
FCAC
19
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
$28.3M 0.58%
+2,710,125
New +$28.1M
AMYT
20
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$28.2M 0.58%
+1,990,000
New +$26M
CRHC
21
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$26.1M 0.53%
+2,509,375
New +$25M
RIDE
22
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$24.6M 0.5%
+81,667
New +$25.7M
LCID icon
23
Lucid Motors
LCID
$2.75B
$22.8M 0.47%
+228,124
New +$22.3M
GTYH
24
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$22.3M 0.46%
4,307,497
-367,503
-8% -$1.3M
CBB
25
DELISTED
Cincinnati Bell Inc.
CBB
$21.1M 0.43%
1,378,650
+104,263
+8% +$1.58M
1
2 3 4 5

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.