We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$227M
Cap. Flow %
4.63%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
1.2 quarters
Avg Time Held Equity only
1.6 quarters
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
1.2 quarters

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 20.18%
2 Miscellaneous 17.87%
3 Healthcare 12.68%
4 Consumer Discretionary 11.71%
5 Financials 10.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VAR
1
DELISTED
Varian Medical Systems, Inc.
VAR
$337M 6.88%
1,924,725
+1,210,703
+170% +$210M
2020 Q3
1 quarter
TIF
2
DELISTED
Tiffany & Co.
TIF
$309M 6.32%
2,354,323
+790,304
+51% +$101M
2019 Q4
4 quarters
WORK
3
DELISTED
Slack Technologies, Inc.
WORK
$251M 5.12%
+5,931,958
New +$200M
2020 Q4
0 quarters
CXO
4
DELISTED
CONCHO RESOURCES INC.
CXO
$240M 4.9%
+4,111,611
New +$216M
2020 Q4
0 quarters
MXIM
5
DELISTED
Maxim Integrated Products
MXIM
$188M 3.84%
2,123,121
+393,347
+23% +$31M
2020 Q3
1 quarter
GRUB
6
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$178M 3.63%
1,195,136
+490,061
+70% +$72.4M
2020 Q3
1 quarter
XLNX
7
DELISTED
Xilinx Inc
XLNX
$87.2M 1.78%
+614,741
New +$79.9M
2020 Q4
0 quarters
ALXN
8
DELISTED
Alexion Pharmaceuticals
ALXN
$85.9M 1.75%
+549,621
New +$70.6M
2020 Q4
0 quarters
ACIA
9
DELISTED
Acacia Communications Inc
ACIA
$73.4M 1.5%
1,005,669
-42,150
-4% -$2.91M
2019 Q4
4 quarters
CLGX
10
DELISTED
Corelogic, Inc.
CLGX
$69.8M 1.43%
903,182
+117,044
+15% +$8.76M
2020 Q3
1 quarter
EV icon
11
DELISTED
Eaton Vance Corp.
EV
$67.7M 1.38%
+997,072
New +$62.3M
2020 Q4
0 quarters
FIT
12
DELISTED
Fitbit, Inc. Class A common stock
FIT
$65.3M 1.33%
9,608,984
+983,797
+11% +$6.94M
2020 Q1
3 quarters
NAV
13
DELISTED
Navistar International
NAV
$60.1M 1.23%
1,367,821
+97,762
+8% +$4.26M
2020 Q1
3 quarters
BBL
14
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$52.8M 1.08%
995,036
+30,925
+3% +$1.42M
2019 Q2
6 quarters
RP
15
DELISTED
RealPage, Inc.
RP
$35.5M 0.73%
+407,125
New +$26.7M
2020 Q4
0 quarters
LBRDK icon
16
DELISTED
Liberty Broadband Class C
LBRDK
$33.3M 0.68%
+210,112
New +$32M
2020 Q4
0 quarters
GSKY
17
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$32.2M 0.66%
6,953,855
+1,662,524
+31% +$7.52M
2018 Q3
9 quarters
ASTS icon
18
AST SpaceMobile
ASTS
$15.3B
$30.9M 0.63%
2,277,000
– –
2019 Q4
4 quarters
FCAC
19
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
$28.3M 0.58%
+2,710,125
New +$28.1M
2020 Q4
0 quarters
AMYT
20
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$28.2M 0.58%
+1,990,000
New +$26M
2020 Q4
0 quarters
CRHC
21
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$26.1M 0.53%
+2,509,375
New +$25M
2020 Q4
0 quarters
RIDE
22
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$24.6M 0.5%
+81,667
New +$25.7M
2020 Q4
0 quarters
LCID icon
23
Lucid Motors
LCID
$1.49B
$22.8M 0.47%
+228,124
New +$22.3M
2020 Q4
0 quarters
GTYH
24
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$22.3M 0.46%
4,307,497
-367,503
-8% -$1.3M
2019 Q2
6 quarters
CBB
25
DELISTED
Cincinnati Bell Inc.
CBB
$21.1M 0.43%
1,378,650
+104,263
+8% +$1.58M
2020 Q1
3 quarters
1
2 3 4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.