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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.89%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.35B
AUM Growth
-$639M
Cap. Flow
-$2.02B
Cap. Flow %
-46.48%
Top 10 Hldgs %
47.88%
Holding
366
New
108
Increased
59
Reduced
69
Closed
89

Top Buys

Rank Stock Value
1
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$269M
2
CA
CA, Inc.
CA
+$99.2M
3
PF
Pinnacle Foods, Inc.
PF
+$92.3M
4
ORIG
Ocean Rig UDW Inc. Class A Common Shares
ORIG
+$70.6M
5
DNB
Dun & Bradstreet
DNB
+$44M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$628M
2
XL
XL Group Ltd.
XL
+$371M
3
VR
Validus Hold Ltd
VR
+$144M
4
COL
Rockwell Collins
COL
+$122M
5
RSPP
RSP Permian, Inc.
RSPP
+$57.9M

Sector Composition

Rank Sector Weight
1 Financials 14.75%
2 Communication Services 13.37%
3 Technology 12.03%
4 Energy 9.23%
5 Healthcare 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AET
1
DELISTED
Aetna Inc
AET
$427M 9.81%
2,106,085
+217,475
+12% +$42.5M
COL
2
DELISTED
Rockwell Collins
COL
$386M 8.87%
2,748,359
-884,310
-24% -$122M
ANDV
3
DELISTED
Andeavor
ANDV
$358M 8.23%
2,357,429
+280,100
+13% +$41.4M
TFCFA
4
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$272M 6.24%
+5,861,861
New +$269M
DELL icon
5
Dell
DELL
$283B
$127M 2.91%
4,646,245
+561,075
+14% +$15M
ESRX
6
DELISTED
Express Scripts Holding Company
ESRX
$122M 2.81%
1,287,987
-108,051
-8% -$9.21M
CA
7
DELISTED
CA, Inc.
CA
$102M 2.33%
+2,302,139
New +$99.2M
PF
8
DELISTED
Pinnacle Foods, Inc.
PF
$99.2M 2.28%
1,529,977
+1,394,675
+1,031% +$92.3M
CI icon
9
Cigna
CI
$72.7B
$89.5M 2.06%
430,000
+30,000
+8% +$5.56M
EVHC
10
DELISTED
Envision Healthcare Holdings Inc
EVHC
$88.1M 2.02%
1,925,564
-224,436
-10% -$10.1M
TRCO
11
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$87.6M 2.01%
2,279,337
-1,035,722
-31% -$37.3M
ORIG
12
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$84.7M 1.95%
+2,446,854
New +$70.6M
WTW icon
13
Willis Towers Watson
WTW
$31.6B
$63.4M 1.46%
450,000
-50,000
-10% -$7.56M
APD icon
14
Air Products & Chemicals
APD
$66.8B
$60.1M 1.38%
360,000
-60,000
-14% -$9.77M
META icon
15
Meta Platforms (Facebook)
META
$1.5T
$47.7M 1.1%
290,000
-20,000
-6% -$3.62M
QSR icon
16
Restaurant Brands International
QSR
$25.3B
$47.4M 1.09%
800,000
+30,000
+4% +$1.83M
DNB
17
DELISTED
Dun & Bradstreet
DNB
$46.2M 1.06%
+323,927
New +$44M
POST icon
18
Post Holdings
POST
$4.09B
$38.2M 0.88%
595,920
-198,640
-25% -$12.2M
IDTI
19
DELISTED
Integrated Device Technology I
IDTI
$37.5M 0.86%
797,996
+481,127
+152% +$18.6M
NXTM
20
DELISTED
NxStage Medical Inc.
NXTM
$37.2M 0.85%
1,332,293
+394,802
+42% +$11.1M
XLF icon
21
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$36.5M 0.84%
1,325,000
+25,000
+2% +$700K
EGN
22
DELISTED
Energen
EGN
$36.4M 0.84%
+422,867
New +$32.2M
DIS icon
23
Walt Disney
DIS
$182B
$35.9M 0.82%
306,678
+256,536
+512% +$28.6M
CTSH icon
24
Cognizant
CTSH
$25.6B
$34.7M 0.8%
450,000
-50,000
-10% -$3.91M
EBAY icon
25
eBay
EBAY
$48.9B
$34.7M 0.8%
1,050,000
-450,000
-30% -$15.6M
1
2 3 4 5

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q3 2018 Portfolio in Review

As of Q3 2018, UBS O'Connor held 366 positions worth $4.35B, down 13% from $4.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

UBS O'Connor withdrew a net $2.02B in Q3 2018, closing 89 positions and reducing 69 holdings. Its most notable exit was NXP Semiconductors, an estimated $628M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 19% a quarter earlier, followed by Communication Services and Technology.

Against the trend, UBS O'Connor opened a new position in Twenty-First Century Fox, Inc. Class A worth $272M.

  • UBS O'Connor's largest Q3 2018 buy was Twenty-First Century Fox, Inc. Class A: 5,861,861 shares worth $272M.
  • UBS O'Connor added most to Pinnacle Foods, Inc. in Q3 2018, an estimated $92.3M increase.
  • UBS O'Connor's biggest Q3 2018 reduction was Rockwell Collins, cutting an estimated $122M.
  • UBS O'Connor fully exited NXP Semiconductors in Q3 2018, selling an estimated $628M.
  • UBS O'Connor's ten largest holdings make up 48% of its $4.35B portfolio in Q3 2018.
  • UBS O'Connor opened 108 new positions and closed 89 in Q3 2018.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $4.35B.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.