UBS O'Connor’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

UBS O'Connor’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-25,952	Closed	-$7.6M	–	434
2020 Q1	$6.69M	Buy	+25,952	New	+$7.92M	0.14%	124
2019 Q1	–	Sell	-10,000	Closed	-$2.72M	–	272
2018 Q4	$2.5M	Buy	10,000 +8,071	+418%	+$2.18M	0.09%	115
2018 Q3	$561K	Sell	1,929 -18,071	-90%	-$5.15M	0.01%	236
2018 Q2	$5.43M	Buy	+20,000	New	+$5.4M	0.11%	99
2018 Q1	–	Sell	-21,832	Closed	-$5.96M	–	364
2017 Q4	$5.83M	Sell	21,832 -22,218	-50%	-$5.78M	0.1%	140
2017 Q3	$11.1M	Buy	44,050 +39,750	+924%	+$9.8M	0.16%	109
2017 Q2	$1.04M	Sell	4,300 -29,873	-87%	-$7.16M	0.02%	305
2017 Q1	$8.06M	Sell	34,173 -151,088	-82%	-$35.1M	0.14%	157
2016 Q4	$41.4M	Sell	185,261 -159,902	-46%	-$34.9M	0.8%	25
2016 Q3	$74.7M	Buy	345,163 +219,441	+175%	+$47.4M	1.11%	18
2016 Q2	$26.3M	Buy	125,722 +35,118	+39%	+$7.29M	0.57%	45
2016 Q1	$18.6M	Sell	90,604 -32,186	-26%	-$6.28M	0.19%	140
2015 Q4	$25M	Sell	122,790 -275,030	-69%	-$56.5M	0.22%	100
2015 Q3	$76.2M	Buy	397,820 +377,820	+1,889%	+$76.6M	0.72%	36
2015 Q2	$4.12M	Buy	20,000 +2,000	+11%	+$421K	0.03%	341
2015 Q1	$3.72M	Buy	18,000 +14,630	+434%	+$3.02M	0.04%	321
2014 Q4	$693K	Sell	3,370 -4,040	-55%	-$812K	0.01%	380
2014 Q3	$1.46M	Sell	7,410 -7,590	-51%	-$1.5M	0.03%	309
2014 Q2	$2.94M	Buy	15,000 +7,140	+91%	+$1.36M	0.02%	247
2014 Q1	$1.47M	Sell	7,860 -401,140	-98%	-$73.6M	0.03%	306
2013 Q4	$75.5M	Buy	409,000 +293,824	+255%	+$52M	1.39%	8
2013 Q3	$19.4M	Buy	+115,176	New	+$19.3M	0.4%	76

Other funds holding SPY

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

UBS O'Connor's SPY Position: Q2 2020 in Review

UBS O'Connor sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q2 2020, closing a stake of 25,952 shares — an estimated $7.6M sold.

UBS O'Connor first reported a position in SPY in Q3 2013 and held it in 22 quarters. The position peaked at $76.2M in Q3 2015. 2,409 funds tracked by Wall St. Rank hold SPY as of Q2 2020.

UBS O'Connor reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q2 2020 after selling out during the quarter.
UBS O'Connor sold 25,952 State Street SPDR S&P 500 ETF Trust shares in Q2 2020, an estimated $7.6M.
UBS O'Connor first reported a position in State Street SPDR S&P 500 ETF Trust in Q3 2013 and held it in 22 quarters.
UBS O'Connor's State Street SPDR S&P 500 ETF Trust position peaked at $76.2M in Q3 2015.
2,409 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q2 2020.

Based on UBS O'Connor's 13F filing for Q2 2020, filed 13 Aug 2020.