UBS O'Connor’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-25,952	Closed	-$7.6M	–	434
2020 Q1	$6.69M	Buy	+25,952	New	+$7.92M	0.14%	124
2019 Q1	–	Sell	-10,000	Closed	-$2.5M	–	125
2018 Q4	$2.5M	Buy	10,000 +8,071	+418%	+$2.18M	0.09%	115
2018 Q3	$561K	Sell	1,929 -18,071	-90%	-$5.15M	0.01%	236
2018 Q2	$5.43M	Buy	+20,000	New	+$5.4M	0.11%	99
2018 Q1	–	Sell	-21,832	Closed	-$5.96M	–	364
2017 Q4	$5.83M	Sell	21,832 -22,218	-50%	-$5.78M	0.1%	140
2017 Q3	$11.1M	Buy	44,050 +39,750	+924%	+$9.8M	0.16%	109
2017 Q2	$1.04M	Sell	4,300 -29,873	-87%	-$7.16M	0.02%	305
2017 Q1	$8.06M	Sell	34,173 -151,088	-82%	-$35.1M	0.14%	157
2016 Q4	$41.4M	Sell	185,261 -159,902	-46%	-$34.9M	0.8%	25
2016 Q3	$74.7M	Buy	345,163 +219,441	+175%	+$47.4M	1.11%	18
2016 Q2	$26.3M	Buy	125,722 +79,389	+171%	+$16.5M	0.57%	45
2016 Q1	$9.52M	Sell	46,333 -15,062	-25%	-$2.94M	0.17%	143
2015 Q4	$12.5M	Sell	61,395 -137,515	-69%	-$28.2M	0.21%	103
2015 Q3	$38.1M	Buy	198,910 +188,910	+1,889%	+$38.3M	0.78%	30
2015 Q2	$2.06M	Buy	10,000 +1,000	+11%	+$210K	0.04%	327
2015 Q1	$1.86M	Buy	9,000 +5,630	+167%	+$1.16M	0.04%	309
2014 Q4	$693K	Sell	3,370 -4,040	-55%	-$812K	0.01%	380
2014 Q3	$1.46M	Sell	7,410 -7,590	-51%	-$1.5M	0.03%	309
2014 Q2	$2.94M	Buy	15,000 +7,140	+91%	+$1.36M	0.02%	247
2014 Q1	$1.47M	Sell	7,860 -401,140	-98%	-$73.6M	0.03%	306
2013 Q4	$75.5M	Buy	409,000 +293,824	+255%	+$52M	1.39%	8
2013 Q3	$19.4M	Buy	+115,176	New	+$19.3M	0.4%	76