UBS O'Connor’s Kansas City Southern KSU Stock Holding History

UBS O'Connor’s Portfolio KSU Stock Details KSU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-3,524,578	Closed	-$954M	–	1134
2021 Q3	$954M	Buy	3,524,578 +2,266,565	+180%	+$631M	7.49%	3
2021 Q2	$356M	Buy	1,258,013 +608,013	+94%	+$176M	3.18%	9
2021 Q1	$172M	Buy	+650,000	New	+$141M	2.47%	8
2019 Q2	–	Sell	-70,000	Closed	-$8.12M	–	311
2019 Q1	$8.12M	Buy	+70,000	New	+$7.56M	0.23%	82
2017 Q2	–	Sell	-53,297	Closed	-$4.57M	–	506
2017 Q1	$4.57M	Sell	53,297 -17,366	-25%	-$1.49M	0.08%	222
2016 Q4	$6M	Buy	+70,663	New	+$6.23M	0.12%	202
2015 Q3	–	Sell	-457,754	Closed	-$41.7M	–	819
2015 Q2	$41.7M	Buy	+457,754	New	+$45.2M	0.34%	68

Other funds holding KSU

Kovitz Investment Group Partners Chicago, Illinois $4.52B AUM 31.84% 1-Year Est. Return

FCB

First Command Bank Fort Worth, Texas $1.06B AUM 10.74% 1-Year Est. Return

JAM

JCIC Asset Management Toronto, Ontario, Canada $326M AUM 31.94% 1-Year Est. Return

UBS O'Connor's KSU Position: Q4 2021 in Review

UBS O'Connor sold out of Kansas City Southern (KSU) in Q4 2021, closing a stake of 3,524,578 shares — an estimated $954M sold.

UBS O'Connor first reported a position in KSU in Q2 2015 and held it in 7 quarters. The position peaked at $954M in Q3 2021. 4 funds tracked by Wall St. Rank hold KSU as of Q4 2021.

UBS O'Connor reported no remaining Kansas City Southern position as of Q4 2021 after selling out during the quarter.
UBS O'Connor sold 3,524,578 Kansas City Southern shares in Q4 2021, an estimated $954M.
UBS O'Connor first reported a position in Kansas City Southern in Q2 2015 and held it in 7 quarters.
UBS O'Connor's Kansas City Southern position peaked at $954M in Q3 2021.
4 funds tracked by Wall St. Rank held Kansas City Southern as of Q4 2021.

Based on UBS O'Connor's 13F filing for Q4 2021, filed 14 Feb 2022.