UBS O'Connor’s Blackrock BLK Stock Holding History

UBS O'Connor’s Portfolio BLK Stock Details BLK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,000	Closed	-$4.71M	–	245
2018 Q3	$4.71M	Buy	+10,000	New	+$4.86M	0.11%	113
2017 Q1	–	Sell	-16,172	Closed	-$6.15M	–	414
2016 Q4	$6.15M	Buy	16,172 +10,762	+199%	+$3.95M	0.12%	198
2016 Q3	$1.96M	Buy	+5,410	New	+$1.97M	0.03%	307
2015 Q4	–	Sell	-11,320	Closed	-$3.37M	–	430
2015 Q3	$3.37M	Buy	+11,320	New	+$3.65M	0.03%	320
2015 Q2	–	Sell	-64,336	Closed	-$23.5M	–	792
2015 Q1	$23.5M	Buy	+64,336	New	+$23.3M	0.23%	131
2014 Q4	–	Sell	-3,602	Closed	-$1.18M	–	638
2014 Q3	$1.18M	Buy	+3,602	New	+$1.16M	0.02%	322

Other funds holding BLK

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MFG

Mizuho Financial Group Chiyoda-Ku, Tokyo, Japan $11.8M AUM

Norges Bank Oslo, Norway $1T AUM

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

UBS O'Connor's BLK Position: Q4 2018 in Review

UBS O'Connor sold out of Blackrock (BLK) in Q4 2018, closing a stake of 10,000 shares — an estimated $4.71M sold.

UBS O'Connor first reported a position in BLK in Q3 2014 and held it in 6 quarters. The position peaked at $23.5M in Q1 2015. 1,246 funds tracked by Wall St. Rank hold BLK as of Q4 2018.

UBS O'Connor reported no remaining Blackrock position as of Q4 2018 after selling out during the quarter.
UBS O'Connor sold 10,000 Blackrock shares in Q4 2018, an estimated $4.71M.
UBS O'Connor first reported a position in Blackrock in Q3 2014 and held it in 6 quarters.
UBS O'Connor's Blackrock position peaked at $23.5M in Q1 2015.
1,246 funds tracked by Wall St. Rank held Blackrock as of Q4 2018.

Based on UBS O'Connor's 13F filing for Q4 2018, filed 15 Feb 2019.