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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$480M
Cap. Flow %
6.98%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185
Avg Time Held Equity + Options
2.6 quarters
Top 10 Avg Time Held Equity + Options
1.2 quarters
Top 20 Avg Time Held Equity + Options
2 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.2 quarters
Top 20 Avg Time Held Equity only
2 quarters

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF icon
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 17.03%
2 Healthcare 13.89%
3 Industrials 13.62%
4 Consumer Discretionary 10.5%
5 Technology 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SBRA icon
151
Sabra Healthcare REIT
SBRA
$4.84B
$6.96M 0.1%
+317,000
New +$7.16M
2017 Q3
0 quarters
TSM icon
152
TSMC
TSM
$2.35T
$6.93M 0.1%
184,604
-136,965
-43% -$5M
2017 Q1
2 quarters
STI icon
153
DELISTED
SunTrust Banks, Inc.
STI
$6.87M 0.1%
+115,000
New +$6.5M
2017 Q3
0 quarters
TCOM icon
154
Trip.com Group
TCOM
$24.5B
$6.87M 0.1%
130,299
+5,340
+4% +$290K
2015 Q4
7 quarters
AXP icon
155
American Express
AXP
$208B
$6.78M 0.1%
+75,000
New +$6.45M
2017 Q3
0 quarters
ZION icon
156
Zions Bancorporation
ZION
$9.12B
$6.7M 0.1%
+142,000
New +$6.32M
2017 Q3
0 quarters
DPZ icon
157
Domino's
DPZ
$10.2B
$6.68M 0.1%
+33,635
New +$6.55M
2017 Q3
0 quarters
WLH
158
DELISTED
WILLIAM LYON HOMES
WLH
$6.64M 0.1%
+288,771
New +$6.72M
2017 Q3
0 quarters
AL icon
159
DELISTED
Air Lease Corp
AL
$6.64M 0.1%
155,723
-26,777
-15% -$1.07M
2017 Q2
1 quarter
SIVB
160
DELISTED
SVB Financial Group
SIVB
$6.55M 0.1%
+35,000
New +$6.16M
2017 Q3
0 quarters
ETFC
161
DELISTED
E*Trade Financial Corporation
ETFC
$6.54M 0.1%
+150,000
New +$6.09M
2017 Q3
0 quarters
FTR
162
DELISTED
Frontier Communications Corp.
FTR
$6.54M 0.1%
+554,416
New +$7.79M
2017 Q3
0 quarters
FDC
163
DELISTED
First Data Corporation
FDC
$6.31M 0.09%
+350,000
New +$6.38M
2017 Q3
0 quarters
AA icon
164
Alcoa
AA
$11.1B
$6.25M 0.09%
134,107
-316,933
-70% -$12.7M
2017 Q2
1 quarter
S icon
165
DELISTED
Sprint Corporation
S
$6.12M 0.09%
+786,372
New +$6.45M
2017 Q3
0 quarters
NBIS icon
166
Nebius Group N.V.
NBIS
$60.1B
$6.1M 0.09%
185,000
-39,700
-18% -$1.21M
2017 Q2
1 quarter
KTOS icon
167
Kratos Defense & Security Solutions
KTOS
$7.95B
$6.09M 0.09%
+465,777
New +$5.73M
2017 Q3
0 quarters
FCX icon
168
Freeport-McMoran
FCX
$106B
$5.88M 0.09%
419,100
+305,200
+268% +$4.29M
2017 Q2
1 quarter
GRUB
169
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$5.85M 0.09%
55,573
+52,081
+1,491% +$5.33M
2015 Q1
10 quarters
WAL icon
170
Western Alliance Bancorporation
WAL
$8.1B
$5.84M 0.08%
+110,000
New +$5.4M
2017 Q3
0 quarters
EWBC icon
171
East-West Bancorp
EWBC
$17.2B
$5.8M 0.08%
+97,000
New +$5.51M
2017 Q3
0 quarters
NTRS icon
172
Northern Trust
NTRS
$30.8B
$5.79M 0.08%
+63,000
New +$5.69M
2017 Q3
0 quarters
ZNGA
173
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$5.55M 0.08%
1,468,312
-936,930
-39% -$3.45M
2017 Q2
1 quarter
TEN icon
174
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$5.39M 0.08%
+88,900
New +$5M
2017 Q3
0 quarters
SC
175
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$5.38M 0.08%
+350,000
New +$4.78M
2017 Q3
0 quarters
5 6
7
8 9

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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $480M of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.