UBS O'Connor’s Reynolds American Inc RAI Stock Holding History

UBS O'Connor’s Portfolio RAI Stock Details RAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-5,793,303	Closed	-$377M	–	510
2017 Q2	$377M	Buy	5,793,303 +365,978	+7%	+$23.9M	6.16%	1
2017 Q1	$342M	Buy	+5,427,325	New	+$326M	5.77%	1
2015 Q3	–	Sell	-62,108	Closed	-$2.32M	–	860
2015 Q2	$2.32M	Buy	+62,108	New	+$2.33M	0.02%	395
2015 Q1	–	Sell	-17,614	Closed	-$566K	–	922
2014 Q4	$566K	Buy	+17,614	New	+$558K	0.01%	397
2014 Q3	–	Sell	-170,954	Closed	-$5.16M	–	573
2014 Q2	$5.16M	Sell	170,954 -234,528	-58%	-$6.73M	0.03%	201
2014 Q1	$10.8M	Buy	+405,482	New	+$10.2M	0.21%	161

Other funds holding RAI

WIM

Waverton Investment Management London, United Kingdom $7.77B AUM 25.07% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

MDCM

Morgan Dempsey Capital Management Menomonee Falls, Wisconsin $233M AUM 24.32% 1-Year Est. Return

UBS O'Connor's RAI Position: Q3 2017 in Review

UBS O'Connor sold out of Reynolds American Inc (RAI) in Q3 2017, closing a stake of 5,793,303 shares — an estimated $377M sold.

UBS O'Connor first reported a position in RAI in Q1 2014 and held it in 6 quarters. The position peaked at $377M in Q2 2017. 3 funds tracked by Wall St. Rank hold RAI as of Q3 2017.

UBS O'Connor reported no remaining Reynolds American Inc position as of Q3 2017 after selling out during the quarter.
UBS O'Connor sold 5,793,303 Reynolds American Inc shares in Q3 2017, an estimated $377M.
UBS O'Connor first reported a position in Reynolds American Inc in Q1 2014 and held it in 6 quarters.
UBS O'Connor's Reynolds American Inc position peaked at $377M in Q2 2017.
3 funds tracked by Wall St. Rank held Reynolds American Inc as of Q3 2017.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.