UBS O'Connor’s Northern Trust NTRS Stock Holding History

UBS O'Connor’s Portfolio NTRS Stock Details NTRS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-60,000	Closed	-$6.17M	–	316
2018 Q2	$6.17M	Sell	60,000 -5,000	-8%	-$530K	0.12%	94
2018 Q1	$6.7M	Buy	+65,000	New	+$6.8M	0.13%	84
2017 Q4	–	Sell	-63,000	Closed	-$5.79M	–	354
2017 Q3	$5.79M	Buy	+63,000	New	+$5.69M	0.08%	183
2017 Q1	–	Sell	-50,825	Closed	-$4.53M	–	469
2016 Q4	$4.53M	Buy	50,825 +14,825	+41%	+$1.18M	0.09%	231
2016 Q3	$2.45M	Buy	+36,000	New	+$2.45M	0.04%	292
2015 Q4	–	Sell	-232,000	Closed	-$15.8M	–	513
2015 Q3	$15.8M	Buy	+232,000	New	+$17M	0.15%	168
2015 Q2	–	Sell	-30,000	Closed	-$2.09M	–	890
2015 Q1	$2.09M	Buy	+30,000	New	+$2.05M	0.02%	415

Other funds holding NTRS

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

UBS O'Connor's NTRS Position: Q3 2018 in Review

UBS O'Connor sold out of Northern Trust (NTRS) in Q3 2018, closing a stake of 60,000 shares — an estimated $6.17M sold.

UBS O'Connor first reported a position in NTRS in Q1 2015 and held it in 7 quarters. The position peaked at $15.8M in Q3 2015. 688 funds tracked by Wall St. Rank hold NTRS as of Q3 2018.

UBS O'Connor reported no remaining Northern Trust position as of Q3 2018 after selling out during the quarter.
UBS O'Connor sold 60,000 Northern Trust shares in Q3 2018, an estimated $6.17M.
UBS O'Connor first reported a position in Northern Trust in Q1 2015 and held it in 7 quarters.
UBS O'Connor's Northern Trust position peaked at $15.8M in Q3 2015.
688 funds tracked by Wall St. Rank held Northern Trust as of Q3 2018.

Based on UBS O'Connor's 13F filing for Q3 2018, filed 14 Nov 2018.