We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.93B
AUM Growth
+$749M
Cap. Flow
+$553M
Cap. Flow %
9.33%
Top 10 Hldgs %
30.88%
Holding
538
New
149
Increased
106
Reduced
117
Closed
134
Avg Time Held Equity + Options
2.5 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
1.4 quarters
Avg Time Held Equity only
2.7 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
1.4 quarters

Top Buys

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$326M
2
TWX
Time Warner Inc
TWX
+$209M
3
MJN
Mead Johnson Nutrition Company
MJN
+$187M
4
WOOF icon
VCA Inc.
WOOF
+$165M
5
LVLT
Level 3 Communications Inc
LVLT
+$96M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$173M
2
EXPE icon
Expedia Group
EXPE
+$75.5M
3
WWAV
The WhiteWave Foods Company
WWAV
+$66.4M
4
MEG icon
Media General, Inc
MEG
+$49.3M
5
DELL icon
Dell
DELL
+$46.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.63%
2 Industrials 14.34%
3 Communication Services 12.69%
4 Consumer Discretionary 10.31%
5 Technology 8.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AZO icon
126
AutoZone
AZO
$47.5B
$10.1M 0.17%
14,000
+8,098
+137% +$6M
2016 Q3
2 quarters
JILL icon
127
J. Jill
JILL
$364M
$9.89M 0.17%
+167,121
New +$9.08M
2017 Q1
0 quarters
FTRPR
128
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$9.81M 0.17%
+200,000
New +$13M
2017 Q1
0 quarters
MTCH icon
129
Match Group
MTCH
$9.43B
$9.74M 0.16%
+596,662
New +$10.2M
2017 Q1
0 quarters
DKS icon
130
Dick's Sporting Goods
DKS
$13.5B
$9.73M 0.16%
200,000
-70,000
-26% -$3.55M
2016 Q4
1 quarter
AAPL icon
131
Apple
AAPL
$4.91T
$9.64M 0.16%
268,428
-1,003,472
-79% -$33M
2014 Q1
12 quarters
AYI icon
132
Acuity Brands
AYI
$8.93B
$9.33M 0.16%
+45,750
New +$9.66M
2017 Q1
0 quarters
ZWS icon
133
Zurn Elkay Water Solutions
ZWS
$7.72B
$9.23M 0.16%
830,400
-355,334
-30% -$3.83M
2016 Q4
1 quarter
DAL icon
134
Delta Air Lines
DAL
$54B
$9.18M 0.15%
199,734
+65,452
+49% +$3.2M
2015 Q1
8 quarters
VZ icon
135
Verizon
VZ
$173B
$9.15M 0.15%
+187,700
New +$9.42M
2017 Q1
0 quarters
S icon
136
DELISTED
Sprint Corporation
S
$9.12M 0.15%
+1,050,427
New +$9.18M
2017 Q1
0 quarters
CAVM
137
DELISTED
Cavium, Inc.
CAVM
$8.96M 0.15%
+125,000
New +$8.36M
2017 Q1
0 quarters
GPK icon
138
Graphic Packaging
GPK
$2.47B
$8.82M 0.15%
685,440
-234,631
-26% -$3.05M
2016 Q3
2 quarters
APC icon
139
DELISTED
Anadarko Petroleum
APC
$8.81M 0.15%
142,095
+38,915
+38% +$2.59M
2016 Q1
4 quarters
XLF icon
140
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
$8.8M 0.15%
370,705
-343,334
-48% -$8.22M
2016 Q1
4 quarters
ZLTQ
141
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$8.45M 0.14%
+151,875
New +$7.62M
2017 Q1
0 quarters
ALV icon
142
Autoliv
ALV
$8.04B
$8.44M 0.14%
+114,510
New +$8.86M
2017 Q1
0 quarters
COST icon
143
Costco
COST
$420B
$8.38M 0.14%
+50,000
New +$8.38M
2017 Q1
0 quarters
AMZN icon
144
Amazon
AMZN
$2.83T
$8.37M 0.14%
188,900
-111,100
-37% -$4.63M
2015 Q1
8 quarters
CHRD icon
145
Chord Energy
CHRD
$7.74B
$8.27M 0.14%
580,010
+259,940
+81% +$3.66M
2016 Q3
2 quarters
ITT icon
146
ITT
ITT
$18B
$8.18M 0.14%
199,500
+93,505
+88% +$3.85M
2016 Q4
1 quarter
KRE icon
147
State Street SPDR S&P Regional Banking ETF
KRE
$3.59B
$8.13M 0.14%
148,879
-148,796
-50% -$8.33M
2016 Q4
1 quarter
SPY icon
148
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$8.06M 0.14%
34,173
-151,088
-82% -$35.1M
2013 Q3
14 quarters
AKS
149
DELISTED
AK Steel Holding Corp
AKS
$7.97M 0.13%
1,109,136
+536,536
+94% +$4.59M
2016 Q4
1 quarter
TJX icon
150
TJX Companies
TJX
$153B
$7.91M 0.13%
200,000
-160,000
-44% -$6.17M
2014 Q2
11 quarters
4 5
6
7 8

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2017 Portfolio in Review

As of Q1 2017, UBS O'Connor held 538 positions worth $5.93B, up 14% from $5.18B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

UBS O'Connor deployed $553M of net new capital in Q1 2017, opening 149 new positions and adding to 106 existing holdings. Its largest new stake was Reynolds American Inc: 5,427,325 shares worth $342M.

By sector, the portfolio is most concentrated in Consumer Staples at 27% of assets, up from 18% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Expedia Group, an estimated $75.5M trimmed.

  • UBS O'Connor's largest Q1 2017 buy was Reynolds American Inc: 5,427,325 shares worth $342M.
  • UBS O'Connor added most to Time Warner Inc in Q1 2017, an estimated $209M increase.
  • UBS O'Connor's biggest Q1 2017 reduction was Expedia Group, cutting an estimated $75.5M.
  • UBS O'Connor fully exited St Jude Medical in Q1 2017, selling an estimated $173M.
  • UBS O'Connor's ten largest holdings make up 31% of its $5.93B portfolio in Q1 2017.
  • UBS O'Connor opened 149 new positions and closed 134 in Q1 2017.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $5.93B.

Based on UBS O'Connor's 13F filing for Q1 2017, filed 12 May 2017.