UBS O'Connor’s State Street SPDR S&P Regional Banking ETF KRE Stock Holding History

UBS O'Connor’s Portfolio KRE Stock Details KRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-75,000	Closed	-$4.41M	–	339
2017 Q4	$4.41M	Buy	+75,000	New	+$4.31M	0.08%	163
2017 Q3	–	Sell	-127,680	Closed	-$7.02M	–	397
2017 Q2	$7.02M	Sell	127,680 -21,199	-14%	-$1.14M	0.11%	151
2017 Q1	$8.13M	Sell	148,879 -148,796	-50%	-$8.33M	0.14%	156
2016 Q4	$16.5M	Buy	+297,675	New	+$14.6M	0.32%	90
2016 Q1	–	Sell	-62,500	Closed	-$2.62M	–	494
2015 Q4	$2.62M	Buy	+62,500	New	+$2.7M	0.04%	243
2015 Q3	–	Sell	-40,000	Closed	-$1.77M	–	627
2015 Q2	$1.77M	Buy	+40,000	New	+$1.7M	0.03%	339
2014 Q1	–	Sell	-124,000	Closed	-$5.04M	–	488
2013 Q4	$5.04M	Buy	+124,000	New	+$4.75M	0.09%	226

Other funds holding KRE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

UBS O'Connor's KRE Position: Q1 2018 in Review

UBS O'Connor sold out of State Street SPDR S&P Regional Banking ETF (KRE) in Q1 2018, closing a stake of 75,000 shares — an estimated $4.41M sold.

UBS O'Connor first reported a position in KRE in Q4 2013 and held it in 7 quarters. The position peaked at $16.5M in Q4 2016. 416 funds tracked by Wall St. Rank hold KRE as of Q1 2018.

UBS O'Connor reported no remaining State Street SPDR S&P Regional Banking ETF position as of Q1 2018 after selling out during the quarter.
UBS O'Connor sold 75,000 State Street SPDR S&P Regional Banking ETF shares in Q1 2018, an estimated $4.41M.
UBS O'Connor first reported a position in State Street SPDR S&P Regional Banking ETF in Q4 2013 and held it in 7 quarters.
UBS O'Connor's State Street SPDR S&P Regional Banking ETF position peaked at $16.5M in Q4 2016.
416 funds tracked by Wall St. Rank held State Street SPDR S&P Regional Banking ETF as of Q1 2018.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.