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State Street SPDR S&P Regional Banking ETF

194 hedge funds and large institutions have $2.7B invested in State Street SPDR S&P Regional Banking ETF in 2013 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 65 increasing their positions, 49 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

206% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 17

71% more funds holding in top 10

Funds holding in top 10: 712 (+5)

33% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 49

20% more funds holding

Funds holding: 161194 (+33)

18% more capital invested

Capital invested by funds: $2.29B → $2.7B (+$410M)

18.68% less ownership

Funds ownership: 111.3%92.62% (-19%)

90% less call options, than puts

Call options by funds: $20.8M | Put options by funds: $209M

Holders
194
Holders Change
+33
Holders Change %
+20.5%
% of All Funds
5.63%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.35%
New
52
Increased
65
Reduced
49
Closed
17
Calls
$20.8M
Puts
$209M
Net Calls
-$188M
Net Calls Change
-$94.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$540M -$98.1M -2,560,201 -16%
MAM
2
Marketfield Asset Management
New York
$323M +$1.41M +36,757 +0.5%
Goldman Sachs
3
Goldman Sachs
New York
$285M +$69.1M +1,803,616 +35%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$176M +$144M +3,745,488 +631%
Citigroup
5
Citigroup
New York
$161M -$111M -2,900,068 -42%
HT
6
Hefren-Tillotson
Pennsylvania
$157M +$7.71M +201,074 +5%
Bank of America
7
Bank of America
North Carolina
$145M +$11.7M +304,653 +9%
SCM
8
Sandler Capital Management
New York
$48M +$44.1M +1,150,900 +3,836%
JP Morgan Chase
9
JP Morgan Chase
New York
$45.5M -$14.6M -381,034 -25%
U
10
UBS
Switzerland
$42.5M +$1.94M +50,583 +5%
PVH
11
Psagot Value Holdings
Israel
$42.4M +$651K +17,000 +2%
SG Americas Securities
12
SG Americas Securities
New York
$40.7M -$2.56M -66,764 -6%
LPL Financial
13
LPL Financial
California
$40.4M +$5.65M +147,563 +17%
FMI
14
Factory Mutual Insurance
Massachusetts
$40.2M -$1.15M -30,000 -3%
Barclays
15
Barclays
United Kingdom
$38.2M +$2.15M +56,085 +6%
OWP
16
Obermeyer Wealth Partners
Colorado
$27.5M -$750K -19,565 -3%
PAG
17
Pinnacle Advisory Group
Maryland
$26.8M +$476K +12,434 +2%
Wells Fargo
18
Wells Fargo
California
$26M +$4.19M +109,457 +21%
Canada Life
19
Canada Life
Manitoba, Canada
$25.6M +$1.49M +38,996 +7%
WJA
20
Williams Jones & Associates
New York
$20.1M -$1.6M -41,685 -8%
PAMP
21
Polar Asset Management Partners
Ontario, Canada
$20.1M -$1.92M -50,000 -9%
FIM
22
Foresters Investment Management
New York
$15.8M -$84.3K -2,200 -0.6%
CCMD
23
Cypress Capital Management (Delaware)
Delaware
$15.6M +$130K +3,392 +0.9%
SAM
24
Sentinel Asset Management
Vermont
$14.8M -$4.6M -120,000 -25%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$14.7M +$7.37M +192,289 +114%

KRE Hedge Fund Activity: Q4 2013 in Review

194 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Regional Banking ETF (KRE) for Q4 2013, worth a combined $2.7B — up 18% from $2.29B a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new KRE positions and 17 closed out — a net gain of 35 holders — while 65 added to existing stakes and 49 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $144M. The largest seller was Citigroup, cutting an estimated $111M.

  • 194 institutional investors held State Street SPDR S&P Regional Banking ETF (KRE) as of Q4 2013, up from 161 in Q3 2013.
  • Funds reported $2.7B of State Street SPDR S&P Regional Banking ETF stock for Q4 2013, up 18% quarter-over-quarter.
  • 52 funds opened new State Street SPDR S&P Regional Banking ETF positions in Q4 2013 and 17 closed out, a net change of +35 holders.
  • The largest State Street SPDR S&P Regional Banking ETF buyer in Q4 2013 was Fidelity Investments, an estimated $144M added.
  • The largest State Street SPDR S&P Regional Banking ETF seller in Q4 2013 was Citigroup, an estimated $111M sold.

Based on aggregated 13F filings for Q4 2013.