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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
XCRA
701
DELISTED
Xcerra Corporation
XCRA
– –
-41,052
Closed -$402K –
GST
702
DELISTED
Gastar Exploration Inc.
GST
– –
-367,476
Closed -$2.16M –
TWX
703
DELISTED
Time Warner Inc
TWX
– –
-267,181
Closed -$20.1M –
RSO
704
DELISTED
Resource Capital Corp.
RSO
– –
-9,967
Closed -$194K –
CBI
705
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-123,631
Closed -$7.15M –
EVAR
706
DELISTED
Lombard Medical, Inc.
EVAR
– –
-40,000
Closed -$308K –
CEMP
707
DELISTED
Cempra, Inc.
CEMP
– –
-50,000
Closed -$548K –
ATW
708
DELISTED
Atwood Oceanics
ATW
– –
-61,494
Closed -$2.69M –
DD icon
709
PUT
DELISTED
Du Pont De Nemours E I
DD
– –
-42,120
Closed -$6K –
WFM
710
DELISTED
Whole Foods Market Inc
WFM
– –
-597,307
Closed -$22.8M –
BEAV
711
DELISTED
B/E Aerospace Inc
BEAV
– –
-207,372
Closed -$12.6M –
LOCK
712
DELISTED
LifeLock, Inc.
LOCK
– –
-71,837
Closed -$1.03M –
NRF
713
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-323,874
Closed -$11.4M –
RAX
714
DELISTED
Rackspace Hosting Inc
RAX
– –
-115,101
Closed -$3.75M –
DRYS
715
PUT
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– -$89K
2014 Q2
2 quarters
FMER
716
DELISTED
FIRSTMERIT CORP
FMER
– –
-277,525
Closed -$4.88M –
QLGC
717
DELISTED
QLOGIC CORP
QLGC
– –
-11,877
Closed -$109K –
TE icon
718
PUT
DELISTED
TECO ENERGY INC
TE
– –
-30,000
Closed -$8K –
ORIG
719
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-6
Closed -$675K –
CNL icon
720
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-14,500
Closed -$698K –
NES
721
CALL
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-60,000
Closed -$46K –
NES
722
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-478,054
Closed -$7.05M –
PGN
723
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
– –
-150,000
Closed -$922K –
GWRU
724
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
– –
-40,000
Closed -$4.9M –
ZQK
725
DELISTED
QUICKSILVER,INC.
ZQK
– –
-1,162,500
Closed -$2M –
26 27 28
29
30

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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.