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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCRA
701
DELISTED
Xcerra Corporation
XCRA
– –
-41,052
Closed -$402K
GST
702
DELISTED
Gastar Exploration Inc.
GST
– –
-367,476
Closed -$2.16M
TWX
703
DELISTED
Time Warner Inc
TWX
– –
-267,181
Closed -$20.1M
RSO
704
DELISTED
Resource Capital Corp.
RSO
– –
-9,967
Closed -$194K
CBI
705
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-123,631
Closed -$7.15M
EVAR
706
DELISTED
Lombard Medical, Inc.
EVAR
– –
-40,000
Closed -$308K
CEMP
707
DELISTED
Cempra, Inc.
CEMP
– –
-50,000
Closed -$548K
ATW
708
DELISTED
Atwood Oceanics
ATW
– –
-61,494
Closed -$2.69M
DD
709
PUT
DELISTED
Du Pont De Nemours E I
DD
– –
-42,120
Closed -$6K
WFM
710
DELISTED
Whole Foods Market Inc
WFM
– –
-597,307
Closed -$22.8M
BEAV
711
DELISTED
B/E Aerospace Inc
BEAV
– –
-207,372
Closed -$12.6M
LOCK
712
DELISTED
LifeLock, Inc.
LOCK
– –
-71,837
Closed -$1.03M
NRF
713
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-323,874
Closed -$11.4M
RAX
714
DELISTED
Rackspace Hosting Inc
RAX
– –
-115,101
Closed -$3.75M
DRYS
715
PUT
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– -$89K
FMER
716
DELISTED
FIRSTMERIT CORP
FMER
– –
-277,525
Closed -$4.88M
QLGC
717
DELISTED
QLOGIC CORP
QLGC
– –
-11,877
Closed -$109K
TE
718
PUT
DELISTED
TECO ENERGY INC
TE
– –
-30,000
Closed -$8K
ORIG
719
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-6
Closed -$675K
CNL
720
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-14,500
Closed -$698K
NES
721
CALL
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-60,000
Closed -$46K
NES
722
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-478,054
Closed -$7.05M
PGN
723
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
– –
-150,000
Closed -$922K
GWRU
724
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
– –
-40,000
Closed -$4.9M
ZQK
725
DELISTED
QUICKSILVER,INC.
ZQK
– –
-1,162,500
Closed -$2M
26 27 28
29
30

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SAG
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TCOV
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CGL
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.