UBS O'Connor’s Resource Capital Corp. RSO Stock Holding History

UBS O'Connor’s Portfolio RSO Stock Details RSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-9,967	Closed	-$194K	–	755
2014 Q3	$194K	Buy	+9,967	New	+$216K	﹤0.01%	410

Other funds holding RSO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

REMS

Real Estate Management Services $167M AUM 37.69% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

GXMC

Global X Management Company New York $5.62B AUM 10.7% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

UBS O'Connor's RSO Position: Q4 2014 in Review

UBS O'Connor sold out of Resource Capital Corp. (RSO) in Q4 2014, closing a stake of 9,967 shares — an estimated $194K sold.

UBS O'Connor first reported a position in RSO in Q3 2014 and held it in 1 quarter. The position peaked at $194K in Q3 2014. 122 funds tracked by Wall St. Rank hold RSO as of Q4 2014.

UBS O'Connor reported no remaining Resource Capital Corp. position as of Q4 2014 after selling out during the quarter.
UBS O'Connor sold 9,967 Resource Capital Corp. shares in Q4 2014, an estimated $194K.
UBS O'Connor first reported a position in Resource Capital Corp. in Q3 2014 and held it in 1 quarter.
UBS O'Connor's Resource Capital Corp. position peaked at $194K in Q3 2014.
122 funds tracked by Wall St. Rank held Resource Capital Corp. as of Q4 2014.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.