UBS O'Connor’s LifeLock, Inc. LOCK Stock Holding History

UBS O'Connor’s Portfolio LOCK Stock Details LOCK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-50,000	Closed	-$604K	–	556
2016 Q1	$604K	Buy	+50,000	New	+$590K	0.01%	352
2014 Q4	–	Sell	-71,837	Closed	-$1.03M	–	763
2014 Q3	$1.03M	Buy	+71,837	New	+$1.01M	0.02%	343

Other funds holding LOCK

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PGP

Prescott General Partners Boca Raton, Florida $1.37B AUM 23.81% 1-Year Est. Return

Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

DVC

Deer VI & Co Larchmont, New York $2.23M AUM 9.32% 1-Year Est. Return

OFM

Okumus Fund Management Grand Cayman, Cayman Islands $48.7M AUM 70.39% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

Nokota Management New York $165M AUM

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UBS O'Connor's LOCK Position: Q2 2016 in Review

UBS O'Connor sold out of LifeLock, Inc. (LOCK) in Q2 2016, closing a stake of 50,000 shares — an estimated $604K sold.

UBS O'Connor first reported a position in LOCK in Q3 2014 and held it in 2 quarters. The position peaked at $1.03M in Q3 2014. 156 funds tracked by Wall St. Rank hold LOCK as of Q2 2016.

UBS O'Connor reported no remaining LifeLock, Inc. position as of Q2 2016 after selling out during the quarter.
UBS O'Connor sold 50,000 LifeLock, Inc. shares in Q2 2016, an estimated $604K.
UBS O'Connor first reported a position in LifeLock, Inc. in Q3 2014 and held it in 2 quarters.
UBS O'Connor's LifeLock, Inc. position peaked at $1.03M in Q3 2014.
156 funds tracked by Wall St. Rank held LifeLock, Inc. as of Q2 2016.

Based on UBS O'Connor's 13F filing for Q2 2016, filed 12 Aug 2016.