UOC
GWRU

UBS O'Connor’s GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE) GWRU Stock Holding History

UBS O'Connor’s Portfolio GWRU Stock Details GWRU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-40,000
Closed -$4.9M – 775
2014
Q3 		$4.9M Buy
40,000
+20,000
+100% +$2.56M 0.08% 218
2014
Q2 		$2.72M Buy
+20,000
New +$2.59M 0.02% 253

Other funds holding GWRU

Calamos Advisors
Calamos Advisors Naperville, Illinois $30.1B AUM 30.03% 1-Year Est. Return
OCM
Oaktree Capital Management Los Angeles, California $7.21B AUM 45.97% 1-Year Est. Return
Lord, Abbett & Co
Lord, Abbett & Co Jersey City, New Jersey $34.9B AUM 72.7% 1-Year Est. Return
CAM
Camden Asset Management Los Angeles, California $3.43B AUM 14.75% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
PI
Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return
NIP
Nicholas Investment Partners Rancho Santa Fe, California $1.78B AUM 114.03% 1-Year Est. Return
GLI
Guardian Life Insurance New York $199K AUM

UBS O'Connor's GWRU Position: Q4 2014 in Review

UBS O'Connor sold out of GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE) (GWRU) in Q4 2014, closing a stake of 40,000 shares — an estimated $4.9M sold.

UBS O'Connor first reported a position in GWRU in Q2 2014 and held it in 2 quarters. The position peaked at $4.9M in Q3 2014. 26 funds tracked by Wall St. Rank hold GWRU as of Q4 2014.

  • UBS O'Connor reported no remaining GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE) position as of Q4 2014 after selling out during the quarter.
  • UBS O'Connor sold 40,000 GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE) shares in Q4 2014, an estimated $4.9M.
  • UBS O'Connor first reported a position in GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE) in Q2 2014 and held it in 2 quarters.
  • UBS O'Connor's GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE) position peaked at $4.9M in Q3 2014.
  • 26 funds tracked by Wall St. Rank held GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE) as of Q4 2014.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.