UOC
CEMP

UBS O'Connor’s Cempra, Inc. CEMP Stock Holding History

UBS O'Connor’s Portfolio CEMP Stock Details CEMP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-60,000
Closed -$989K – 542
2016
Q2 		$989K Buy
60,000
+15,000
+33% +$265K 0.02% 307
2016
Q1 		$788K Buy
+45,000
New +$816K 0.01% 338
2014
Q4 		– Sell
-50,000
Closed -$548K – 758
2014
Q3 		$548K Buy
+50,000
New +$492K 0.01% 377
2013
Q3 		– Sell
-100,000
Closed -$783K – 622
2013
Q2 		$783K Buy
+100,000
New +$691K 0.01% 389

Other funds holding CEMP

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
PAI
Palo Alto Investors Palo Alto, California $654M AUM 77.8% 1-Year Est. Return
BB
BB Biotech Schaffhausen, Switzerland $3.98B AUM 15.47% 1-Year Est. Return
TCM
TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return
WA
Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
AC
Aisling Capital New York $45.3M AUM 15.24% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

UBS O'Connor's CEMP Position: Q3 2016 in Review

UBS O'Connor sold out of Cempra, Inc. (CEMP) in Q3 2016, closing a stake of 60,000 shares — an estimated $989K sold.

UBS O'Connor first reported a position in CEMP in Q2 2013 and held it in 4 quarters. The position peaked at $989K in Q2 2016. 149 funds tracked by Wall St. Rank hold CEMP as of Q3 2016.

  • UBS O'Connor reported no remaining Cempra, Inc. position as of Q3 2016 after selling out during the quarter.
  • UBS O'Connor sold 60,000 Cempra, Inc. shares in Q3 2016, an estimated $989K.
  • UBS O'Connor first reported a position in Cempra, Inc. in Q2 2013 and held it in 4 quarters.
  • UBS O'Connor's Cempra, Inc. position peaked at $989K in Q2 2016.
  • 149 funds tracked by Wall St. Rank held Cempra, Inc. as of Q3 2016.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.