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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
-5.31%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.6B
AUM Growth
-$1.48B
(-12%)
Cap. Flow
-$963M
Cap. Flow
% of AUM
-9.05%
Top 10 Holdings %
Top 10 Hldgs %
19.75%
Holding
927
New
168
Increased
168
Reduced
125
Closed
420
Avg Time Held Equity + Options
2
quarters
Top 10 Avg Time Held Equity + Options
1
quarter
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.1
quarters
Top 10 Avg Time Held Equity only
1
quarter
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$218M |
| 2 |
PayPal
PYPL
|
+$190M |
| 3 |
BRCM
BROADCOM CORP CL-A
BRCM
|
+$189M |
| 4 |
CHUBB CORPORATION
CB
|
+$118M |
| 5 |
Alcoa
AA
|
+$118M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FDO
FAMILY DOLLAR STORES
FDO
|
+$390M |
| 2 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$289M |
| 3 |
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
|
+$234M |
| 4 |
HSP
HOSPIRA INC
HSP
|
+$233M |
| 5 |
PALL CORP
PLL
|
+$164M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 17.42% |
| 2 | Industrials | 17.11% |
| 3 | Financials | 12.81% |
| 4 | Consumer Discretionary | 12.17% |
| 5 | Consumer Staples | 12.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
601
Ingredion
INGR
$6B
| – | – |
-17,314
| Closed | -$1.38M | – |
|
602
Summit Hotel Properties
INN
$656M
| – | – |
-22,372
| Closed | -$292K | – |
|
603
PUT
Intel
INTC
$553B
| – | – |
-100,000
| Closed | -$156K | – |
|
604
Innospec
IOSP
$2.36B
| – | – |
-21,980
| Closed | -$990K | – |
|
605
Iron Mountain
IRM
$34.1B
| – | – |
-58,852
| Closed | -$1.82M | – |
|
606
CALL
iShares US Real Estate ETF
IYR
$4.16B
| – | – |
-100,000
| Closed | -$2K | – |
|
607
JetBlue
JBLU
$1.45B
| – | – |
-56,414
| Closed | -$1.17M | – |
|
608
PUT
Johnson Controls International
JCI
$95.4B
| – | – |
-82,130
| Closed | -$62K | – |
|
609
Jones Lang LaSalle
JLL
$13.8B
| – | – |
-6,888
| Closed | -$1.18M | – |
|
610
JPMorgan Chase
JPM
$885B
| – | – |
-24,990
| Closed | -$1.69M | – |
|
611
Openlane
OPLN
$4.48B
| – | – |
-102,245
| Closed | -$1.45M | – |
|
612
KeyCorp
KEY
$21.3B
| – | – |
-900,000
| Closed | -$13.5M | – |
|
613
Kimco Realty
KIM
$14.9B
| – | – |
-387,426
| Closed | -$8.73M | – |
|
614
Kulicke & Soffa
KLIC
$4.81B
| – | – |
-81,558
| Closed | -$956K | – |
|
615
Kinder Morgan
KMI
$72.3B
| – | – |
-19,802
| Closed | -$760K | – |
|
616
Kroger
KR
$36.4B
| – | – |
-11,956
| Closed | -$434K | – |
|
617
State Street SPDR S&P Regional Banking ETF
KRE
$3.27B
| – | – |
-80,000
| Closed | -$3.53M | – |
|
|
618
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$3.27B
| – | – |
-200,000
| Closed | -$242K | – |
|
619
Kohl's
KSS
$2.31B
| – | – |
-950,470
| Closed | -$59.5M | – |
|
620
CALL
Liberty Global Class A
LBTYA
$2.95B
| – | – |
-484,987
| Closed | -$600K | – |
|
621
Littelfuse
LFUS
$10.8B
| – | – |
-7,896
| Closed | -$750K | – |
|
622
L3Harris
LHX
$44.1B
| – | – |
-186,478
| Closed | -$14.3M | – |
|
623
Grand Canyon Education
LOPE
$4.17B
| – | – |
-15,350
| Closed | -$650K | – |
|
624
Lam Research
LRCX
$399B
| – | – |
-1,441,880
| Closed | -$11.7M | – |
|
625
Larimar Therapeutics
LRMR
$277M
| – | – |
-13,367
| Closed | -$5.55M | – |
|
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UBS O'Connor's Q3 2015 Portfolio in Review
As of Q3 2015, UBS O'Connor held 927 positions worth $10.6B, down 12% from $12.1B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
UBS O'Connor withdrew a net $963M in Q3 2015, closing 420 positions and reducing 125 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $390M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 17% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.
Against the trend, UBS O'Connor opened a new position in PayPal worth $164M.
- UBS O'Connor's largest Q3 2015 buy was PayPal: 5,293,436 shares worth $164M.
- UBS O'Connor added most to PRECISION CASTPARTS CORP in Q3 2015, an estimated $218M increase.
- UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $92.5M.
- UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $390M.
- UBS O'Connor's ten largest holdings make up 20% of its $10.6B portfolio in Q3 2015.
- UBS O'Connor opened 168 new positions and closed 420 in Q3 2015.
- UBS O'Connor's portfolio value fell 12% quarter-over-quarter to $10.6B.
Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.