UBS O'Connor’s KeyCorp KEY Stock Holding History

UBS O'Connor’s Portfolio KEY Stock Details KEY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-671,544	Closed	-$12.3M	–	460
2016 Q4	$12.3M	Sell	671,544 -554,956	-45%	-$8.75M	0.24%	125
2016 Q3	$14.9M	Buy	1,226,500 +757,897	+162%	+$9.07M	0.23%	105
2016 Q2	$5.18M	Sell	468,603 -91,397	-16%	-$1.09M	0.11%	174
2016 Q1	$6.18M	Buy	+560,000	New	+$6.26M	0.11%	181
2015 Q3	–	Sell	-450,000	Closed	-$6.76M	–	629
2015 Q2	$6.76M	Buy	450,000 +429,157	+2,059%	+$6.32M	0.12%	208
2015 Q1	$295K	Sell	20,843 -841,205	-98%	-$11.6M	0.01%	619
2014 Q4	$12M	Buy	862,048 +345,837	+67%	+$4.6M	0.21%	126
2014 Q3	$6.88M	Sell	516,211 -335,766	-39%	-$4.59M	0.12%	187
2014 Q2	$12.2M	Buy	+851,977	New	+$11.8M	0.08%	122
2014 Q1	–	Sell	-892,660	Closed	-$12M	–	495
2013 Q4	$12M	Sell	892,660 -55,595	-6%	-$704K	0.22%	150
2013 Q3	$10.8M	Buy	948,255 +602,060	+174%	+$7.19M	0.23%	135
2013 Q2	$3.82M	Buy	+346,195	New	+$3.56M	0.07%	266

Other funds holding KEY

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Capital Research Global Investors

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return