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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHK icon
26
Mohawk Industries
MHK
$8.97B
$40.6M 0.83%
223,408
+109,011
+95% +$21.6M
MDLZ icon
27
Mondelez International
MDLZ
$80.1B
$39.6M 0.81%
945,526
+255,353
+37% +$11M
WRK
28
DELISTED
WestRock Company
WRK
$39.1M 0.8%
+843,037
New +$45.2M
SPY icon
29
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$38.1M 0.78%
198,910
+188,910
+1,889% +$38.3M
PGR icon
30
Progressive
PGR
$125B
$38M 0.77%
1,241,258
+744,558
+150% +$22.5M
RTX icon
31
RTX Corp
RTX
$301B
$37M 0.75%
660,326
+461,135
+232% +$28.4M
EMR icon
32
Emerson Electric
EMR
$87.5B
$36M 0.73%
814,170
+470,713
+137% +$23.1M
KMB icon
33
Kimberly-Clark
KMB
$36.1B
$35.8M 0.73%
327,863
+62,963
+24% +$6.94M
IWD icon
34
iShares Russell 1000 Value ETF
IWD
$83.2B
$32.9M 0.67%
+353,139
New +$35.1M
BBY icon
35
Best Buy
BBY
$16.9B
$32.8M 0.67%
882,896
-399,986
-31% -$13.7M
AWAY
36
DELISTED
HOMEAWAY INC COM
AWAY
$32.6M 0.66%
+1,228,147
New +$36.1M
HNT
37
DELISTED
HEALTH NET INC
HNT
$32.1M 0.65%
+532,643
New +$35.3M
MSFT icon
38
Microsoft
MSFT
$3.71T
$31.4M 0.64%
710,179
-29,250
-4% -$1.31M
PPG icon
39
PPG Industries
PPG
$26B
$31.3M 0.64%
356,680
+229,812
+181% +$23.4M
PM icon
40
Philip Morris
PM
$293B
$31.2M 0.64%
393,296
-196,658
-33% -$16.2M
FCAM
41
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$30.3M 0.62%
+255,000
New +$32.7M
CFG icon
42
Citizens Financial Group
CFG
$30.5B
$29.8M 0.61%
1,247,886
+461,665
+59% +$11.8M
BHP icon
43
BHP
BHP
$223B
$27.8M 0.57%
987,311
+256,943
+35% +$8.35M
PCAR icon
44
PACCAR
PCAR
$69.5B
$27.5M 0.56%
+790,824
New +$32M
VFC icon
45
VF Corp
VFC
$5.8B
$27.1M 0.55%
422,063
-210,609
-33% -$14.4M
MRC
46
DELISTED
MRC Global
MRC
$26.8M 0.55%
2,406,008
+1,273,122
+112% +$16.6M
HD icon
47
Home Depot
HD
$349B
$26.2M 0.53%
226,931
+38,508
+20% +$4.45M
TSN icon
48
Tyson Foods
TSN
$20.6B
$25.5M 0.52%
590,766
-134,992
-19% -$5.75M
DG icon
49
Dollar General
DG
$28.1B
$25.1M 0.51%
346,447
+246,447
+246% +$18.8M
HME
50
DELISTED
HOME PROPERTIES, INC
HME
$24.5M 0.5%
+327,784
New +$24.3M
1
2
3 4 5

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.