UBS O'Connor’s iShares Russell 1000 Value ETF IWD Stock Holding History

UBS O'Connor’s Portfolio IWD Stock Details IWD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-561,852	Closed	-$55.5M	–	456
2016 Q1	$55.5M	Buy	561,852 +25,280	+5%	+$2.37M	0.55%	48
2015 Q4	$52.5M	Sell	536,572 -169,706	-24%	-$16.8M	0.46%	50
2015 Q3	$65.9M	Buy	+706,278	New	+$70.1M	0.62%	41

Other funds holding IWD

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

EFS

Edelman Financial Services Fairfax, Virginia $11B AUM 9.53% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

TCT

TIAA CREF Trust St Louis, Missouri $13.8B AUM 10.67% 1-Year Est. Return

UBS O'Connor's IWD Position: Q2 2016 in Review

UBS O'Connor sold out of iShares Russell 1000 Value ETF (IWD) in Q2 2016, closing a stake of 561,852 shares — an estimated $55.5M sold.

UBS O'Connor first reported a position in IWD in Q3 2015 and held it in 3 quarters. The position peaked at $65.9M in Q3 2015. 597 funds tracked by Wall St. Rank hold IWD as of Q2 2016.

UBS O'Connor reported no remaining iShares Russell 1000 Value ETF position as of Q2 2016 after selling out during the quarter.
UBS O'Connor sold 561,852 iShares Russell 1000 Value ETF shares in Q2 2016, an estimated $55.5M.
UBS O'Connor first reported a position in iShares Russell 1000 Value ETF in Q3 2015 and held it in 3 quarters.
UBS O'Connor's iShares Russell 1000 Value ETF position peaked at $65.9M in Q3 2015.
597 funds tracked by Wall St. Rank held iShares Russell 1000 Value ETF as of Q2 2016.

Based on UBS O'Connor's 13F filing for Q2 2016, filed 12 Aug 2016.