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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
451
AbbVie
ABBV
$431B
– –
-3,798
Closed -$255K
ADEA icon
452
Adeia
ADEA
$3.12B
– –
-54,035
Closed -$543K
ADP icon
453
Automatic Data Processing
ADP
$108B
– –
-7,504
Closed -$602K
ADVM
454
DELISTED
Adverum Biotechnologies
ADVM
– –
-6,531
Closed -$1.06M
AEO icon
455
American Eagle Outfitters
AEO
$3B
– –
-18,028
Closed -$310K
AER icon
456
AerCap
AER
$24.1B
– –
-35,000
Closed -$1.6M
AIG icon
457
American International
AIG
$41.6B
– –
-3,496
Closed -$216K
AIT icon
458
Applied Industrial Technologies
AIT
$13.3B
– –
-14,159
Closed -$561K
AKAM icon
459
Akamai
AKAM
$16.6B
– –
-131,554
Closed -$9.19M
AL
460
DELISTED
Air Lease Corp
AL
– –
-18,164
Closed -$616K
ALGT icon
461
Allegiant Air
ALGT
$2.56B
– –
-35,528
Closed -$6.32M
ALK icon
462
Alaska Air
ALK
$5.61B
– –
-6,914
Closed -$445K
ALL icon
463
Allstate
ALL
$67.7B
– –
-13,204
Closed -$857K
ALLE icon
464
Allegion
ALLE
$14.4B
– –
-15,137
Closed -$910K
AMCX icon
465
AMC Global Media
AMCX
$490M
– –
-8,204
Closed -$671K
AMD icon
466
Advanced Micro Devices
AMD
$786B
– –
-13,355
Closed -$32K
AMH icon
467
American Homes 4 Rent
AMH
$12.5B
– –
-126,242
Closed -$2.02M
AN icon
468
AutoNation
AN
$6.95B
– –
-10,847
Closed -$683K
ANET icon
469
Arista Networks
ANET
$241B
– –
-115,584
Closed -$590K
APOG icon
470
Apogee Enterprises
APOG
$908M
– –
-12,136
Closed -$639K
ATEN icon
471
A10 Networks
ATEN
$1.98B
– –
-15,519
Closed -$100K
ATRC icon
472
AtriCure
ATRC
$2.06B
– –
-25,000
Closed -$616K
AWK icon
473
American Water Works
AWK
$26.9B
– –
-24,200
Closed -$1.18M
AXON
474
Axon Enterprise
AXON
$44.2B
– –
-14,965
Closed -$498K
AXS icon
475
AXIS Capital
AXS
$7.54B
– –
-12,499
Closed -$667K
17 18
19
20 21

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.