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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
-5.31%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.6B
AUM Growth
-$1.48B
(-12%)
Cap. Flow
-$963M
Cap. Flow
% of AUM
-9.05%
Top 10 Holdings %
Top 10 Hldgs %
19.75%
Holding
927
New
168
Increased
168
Reduced
125
Closed
420
Avg Time Held Equity + Options
2
quarters
Top 10 Avg Time Held Equity + Options
1
quarter
Top 20 Avg Time Held Equity + Options
1.5
quarters
Avg Time Held Equity only
2.1
quarters
Top 10 Avg Time Held Equity only
1
quarter
Top 20 Avg Time Held Equity only
1.5
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PCP
PRECISION CASTPARTS CORP
PCP
|
+$218M |
| 2 |
PayPal
PYPL
|
+$190M |
| 3 |
BRCM
BROADCOM CORP CL-A
BRCM
|
+$189M |
| 4 |
CHUBB CORPORATION
CB
|
+$118M |
| 5 |
Alcoa
AA
|
+$118M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FDO
FAMILY DOLLAR STORES
FDO
|
+$390M |
| 2 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$289M |
| 3 |
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
|
+$234M |
| 4 |
HSP
HOSPIRA INC
HSP
|
+$233M |
| 5 |
PALL CORP
PLL
|
+$164M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 17.42% |
| 2 | Industrials | 17.11% |
| 3 | Financials | 12.81% |
| 4 | Consumer Discretionary | 12.17% |
| 5 | Consumer Staples | 12.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
451
PUT
Costco
COST
$425B
| $136K | ﹤0.01% |
+112,000
| New | +$16M |
2015 Q3
0 quarters
|
|
452
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
| $124K | ﹤0.01% |
362,800
| – | – |
2014 Q4
3 quarters
|
|
|
AKS
453
CALL
DELISTED
AK Steel Holding Corp
AKS
| $124K | ﹤0.01% |
+1,000,000
| New | +$2.91M |
2015 Q3
0 quarters
|
|
454
CALL
Barrick Mining
B
$67.3B
| $94K | ﹤0.01% |
+1,780,000
| New | +$13.4M |
2015 Q3
0 quarters
|
|
|
CYHHZ
455
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
| $90K | ﹤0.01% |
10,056,762
+8,868
| +0.1% | +$110 |
2014 Q1
6 quarters
|
|
|
EOX
456
DELISTED
EMERALD OIL INC (MT)
EOX
| $74K | ﹤0.01% |
40,215
-185
| -0.5% | -$437 |
2013 Q2
9 quarters
|
|
457
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.16B
| $70K | ﹤0.01% |
+1,000,000
| New | +$19.9M |
2015 Q3
0 quarters
|
|
458
CALL
TherapeuticsMD
TXMD
$23.1M
| $60K | ﹤0.01% |
+1,044
| New | +$371K |
2015 Q3
0 quarters
|
|
|
AKS
459
PUT
DELISTED
AK Steel Holding Corp
AKS
| $56K | ﹤0.01% |
+1,000,000
| New | +$2.91M |
2015 Q3
0 quarters
|
|
|
SQNM
460
CALL
DELISTED
SEQUENOM INC NEW
SQNM
| $56K | ﹤0.01% |
1,019,200
+19,200
| +2% | +$47K |
2015 Q2
1 quarter
|
|
461
PUT
DELISTED
SANDISK CORP
SNDK
| $40K | ﹤0.01% |
+300,000
| New | +$16.6M |
2015 Q3
0 quarters
|
|
|
PVA
462
CALL
DELISTED
PENN VIRGINIA CORP
PVA
| $40K | ﹤0.01% |
500,000
-602,700
| -55% | -$921K |
2014 Q4
3 quarters
|
|
463
CALL
PNC Financial Services
PNC
$88B
| $20K | ﹤0.01% |
+104,400
| New | +$9.82M |
2015 Q3
0 quarters
|
|
464
CALL
Nabors Industries
NBR
$1.21B
| $16K | ﹤0.01% |
+13,112
| New | +$7.36M |
2015 Q3
0 quarters
|
|
465
CALL
State Street Energy Select Sector SPDR ETF
XLE
$42.4B
| $16K | ﹤0.01% |
+240,000
| New | +$8.09M |
2015 Q3
0 quarters
|
|
|
ETFC
466
CALL
DELISTED
E*Trade Financial Corporation
ETFC
| $16K | ﹤0.01% |
190,600
-259,400
| -58% | -$7.19M |
2015 Q1
2 quarters
|
|
|
BBBY
467
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
| $14K | ﹤0.01% |
+224,000
| New | +$14.3M |
2015 Q3
0 quarters
|
|
468
CALL
VanEck Oil Services ETF
OIH
$1.84B
| $12K | ﹤0.01% |
+25,000
| New | +$15.3M |
2015 Q3
0 quarters
|
|
469
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $10K | ﹤0.01% |
+4,688
| New | +$1.56M |
2015 Q3
0 quarters
|
|
470
CALL
OneMain Financial
OMF
$6.45B
| $4K | ﹤0.01% |
+15,700
| New | +$736K |
2015 Q3
0 quarters
|
|
|
471
PUT
Alcoa
AA
$11B
| – | – |
-208,073
| Closed | -$142K | – |
|
472
Advance Auto Parts
AAP
$2.53B
| – | – |
-94,342
| Closed | -$15M | – |
|
473
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.89B
| – | – |
-252,500
| Closed | -$15.9M | – |
|
474
AbbVie
ABBV
$495B
| – | – |
-7,596
| Closed | -$510K | – |
|
475
Adeia
ADEA
$2.56B
| – | – |
-108,070
| Closed | -$1.09M | – |
|
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UBS O'Connor's Q3 2015 Portfolio in Review
As of Q3 2015, UBS O'Connor held 927 positions worth $10.6B, down 12% from $12.1B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
UBS O'Connor withdrew a net $963M in Q3 2015, closing 420 positions and reducing 125 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $390M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 17% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.
Against the trend, UBS O'Connor opened a new position in PayPal worth $164M.
- UBS O'Connor's largest Q3 2015 buy was PayPal: 5,293,436 shares worth $164M.
- UBS O'Connor added most to PRECISION CASTPARTS CORP in Q3 2015, an estimated $218M increase.
- UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $92.5M.
- UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $390M.
- UBS O'Connor's ten largest holdings make up 20% of its $10.6B portfolio in Q3 2015.
- UBS O'Connor opened 168 new positions and closed 420 in Q3 2015.
- UBS O'Connor's portfolio value fell 12% quarter-over-quarter to $10.6B.
Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.