UBS O'Connor’s iShares MSCI All Country Asia ex Japan ETF AAXJ Stock Holding History

UBS O'Connor’s Portfolio AAXJ Stock Details AAXJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-95,275	Closed	-$5.21M	–	397
2016 Q1	$5.21M	Buy	95,275 +70,275	+281%	+$3.54M	0.1%	202
2015 Q4	$1.33M	Buy	+25,000	New	+$1.39M	0.02%	284
2015 Q3	–	Sell	-126,250	Closed	-$7.95M	–	488
2015 Q2	$7.95M	Buy	126,250 +1,250	+1%	+$83.3K	0.14%	180
2015 Q1	$8M	Buy	+125,000	New	+$7.85M	0.17%	159

Other funds holding AAXJ

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

PVH

Psagot Value Holdings Tel Aviv, Israel $11M AUM 32.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Spinnaker Trust Portland, Maine $1.81B AUM 17.83% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

MIFH

Migdal Insurance & Financial Holdings Petach Tikva, Israel $11.5B AUM 52.5% 1-Year Est. Return

UBS O'Connor's AAXJ Position: Q2 2016 in Review

UBS O'Connor sold out of iShares MSCI All Country Asia ex Japan ETF (AAXJ) in Q2 2016, closing a stake of 95,275 shares — an estimated $5.21M sold.

UBS O'Connor first reported a position in AAXJ in Q1 2015 and held it in 4 quarters. The position peaked at $8M in Q1 2015. 138 funds tracked by Wall St. Rank hold AAXJ as of Q2 2016.

UBS O'Connor reported no remaining iShares MSCI All Country Asia ex Japan ETF position as of Q2 2016 after selling out during the quarter.
UBS O'Connor sold 95,275 iShares MSCI All Country Asia ex Japan ETF shares in Q2 2016, an estimated $5.21M.
UBS O'Connor first reported a position in iShares MSCI All Country Asia ex Japan ETF in Q1 2015 and held it in 4 quarters.
UBS O'Connor's iShares MSCI All Country Asia ex Japan ETF position peaked at $8M in Q1 2015.
138 funds tracked by Wall St. Rank held iShares MSCI All Country Asia ex Japan ETF as of Q2 2016.

Based on UBS O'Connor's 13F filing for Q2 2016, filed 12 Aug 2016.