UBS O'Connor’s iShares MSCI All Country Asia ex Japan ETF AAXJ Stock Holding History

UBS O'Connor’s Portfolio AAXJ Stock Details AAXJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-186,453	Closed	-$10.2M	–	397
2016 Q1	$10.2M	Buy	186,453 +136,453	+273%	+$6.88M	0.1%	201
2015 Q4	$2.67M	Buy	+50,000	New	+$2.78M	0.02%	290
2015 Q3	–	Sell	-252,500	Closed	-$15.9M	–	511
2015 Q2	$15.9M	Buy	252,500 +2,500	+1%	+$167K	0.13%	192
2015 Q1	$16M	Buy	+250,000	New	+$15.7M	0.15%	169

Other funds holding AAXJ

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

PVH

Psagot Value Holdings Tel Aviv, Israel $11M AUM 32.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $2.43B AUM 44.44% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Spinnaker Trust Portland, Maine $2.06B AUM 24.94% 1-Year Est. Return

HSBC Holdings London, United Kingdom $239B AUM 42.32% 1-Year Est. Return

MIFH

Migdal Insurance & Financial Holdings Petach Tikva, Israel $15.6B AUM 71.29% 1-Year Est. Return

UBS O'Connor's AAXJ Position: Q2 2016 in Review

UBS O'Connor sold out of iShares MSCI All Country Asia ex Japan ETF (AAXJ) in Q2 2016, closing a stake of 186,453 shares — an estimated $10.2M sold.

UBS O'Connor first reported a position in AAXJ in Q1 2015 and held it in 4 quarters. The position peaked at $16M in Q1 2015. 139 funds tracked by Wall St. Rank hold AAXJ as of Q2 2016.

UBS O'Connor reported no remaining iShares MSCI All Country Asia ex Japan ETF position as of Q2 2016 after selling out during the quarter.
UBS O'Connor sold 186,453 iShares MSCI All Country Asia ex Japan ETF shares in Q2 2016, an estimated $10.2M.
UBS O'Connor first reported a position in iShares MSCI All Country Asia ex Japan ETF in Q1 2015 and held it in 4 quarters.
UBS O'Connor's iShares MSCI All Country Asia ex Japan ETF position peaked at $16M in Q1 2015.
139 funds tracked by Wall St. Rank held iShares MSCI All Country Asia ex Japan ETF as of Q2 2016.

Based on UBS O'Connor's 13F filing for Q2 2016, filed 12 Aug 2016.