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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
GOOG icon
426
Alphabet (Google) Class C
GOOG
$4.25T
– –
-827,811
Closed -$23.1M –
GPN icon
427
PUT
Global Payments
GPN
$21.8B
– –
-80,000
Closed -$24K –
H icon
428
Hyatt Hotels
H
$15.3B
– –
-70,000
Closed -$3.46M –
HHH icon
429
Howard Hughes
HHH
$4.4B
– –
-58,744
Closed -$6.73M –
HLF icon
430
CALL
Herbalife
HLF
$1.37B
– –
-400,000
Closed -$379K –
HON icon
431
Honeywell
HON
$65.8B
– –
-87,762
Closed -$7.21M –
IBM icon
432
PUT
IBM
IBM
$214B
– –
-31,380
Closed -$56K –
BRSL icon
433
Brightstar Lottery PLC
BRSL
$1.8B
– –
-113,233
Closed -$2.06M –
INFY icon
434
Infosys
INFY
$43.5B
– –
-1,865,680
Closed -$13.2M –
IPI icon
435
Intrepid Potash
IPI
$437M
– –
-14,996
Closed -$2.38M –
ITB icon
436
CALL
iShares US Home Construction ETF
ITB
$2.28B
– –
-54,300
Closed -$56K –
ITB icon
437
iShares US Home Construction ETF
ITB
$2.28B
– –
-174,999
Closed -$4.34M –
ITUB icon
438
Itaú Unibanco
ITUB
$112B
– –
-263,338
Closed -$1.3M –
IWM icon
439
PUT
iShares Russell 2000 ETF
IWM
$77.4B
– –
-20,000
Closed -$6K –
K icon
440
CALL
DELISTED
Kellanova
K
– –
-106,500
Closed -$20K –
K icon
441
DELISTED
Kellanova
K
– –
-474,264
Closed -$27.2M –
KEY icon
442
KeyCorp
KEY
$21.3B
– –
-892,660
Closed -$12M –
KMB icon
443
PUT
Kimberly-Clark
KMB
$32.5B
– –
-104,300
Closed -$160K –
KMI icon
444
CALL
Kinder Morgan
KMI
$72.3B
– –
-25,000
Closed -$101K –
KOF icon
445
Coca-Cola Femsa
KOF
$23.1B
– –
-3,505
Closed -$427K –
KRE icon
446
State Street SPDR S&P Regional Banking ETF
KRE
$3.59B
– –
-124,000
Closed -$5.04M –
KRG icon
447
Kite Realty
KRG
$4.79B
– –
-458,659
Closed -$12.1M –
LPX icon
448
Louisiana-Pacific
LPX
$4.59B
– –
-809,605
Closed -$15M –
MDLZ icon
449
CALL
Mondelez International
MDLZ
$77.1B
– –
-600,000
Closed -$1.13M –
MDLZ icon
450
Mondelez International
MDLZ
$77.1B
– –
-1,245,000
Closed -$43.9M –
16 17
18
19 20

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.