We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
426
Alphabet (Google) Class C
GOOG
$4.33T
– –
-827,811
Closed -$23.1M
GPN icon
427
PUT
Global Payments
GPN
$23.3B
– –
-80,000
Closed -$24K
H icon
428
Hyatt Hotels
H
$16.9B
– –
-70,000
Closed -$3.46M
HHH icon
429
Howard Hughes
HHH
$4.09B
– –
-58,744
Closed -$6.73M
HLF icon
430
CALL
Herbalife
HLF
$1.23B
– –
-400,000
Closed -$379K
HON icon
431
Honeywell
HON
$76.6B
– –
-87,762
Closed -$7.21M
IBM icon
432
PUT
IBM
IBM
$221B
– –
-31,380
Closed -$56K
BRSL
433
Brightstar Lottery PLC
BRSL
$2.03B
– –
-113,233
Closed -$2.06M
INFY icon
434
Infosys
INFY
$50.3B
– –
-1,865,680
Closed -$13.2M
IPI icon
435
Intrepid Potash
IPI
$463M
– –
-14,996
Closed -$2.38M
ITB icon
436
CALL
iShares US Home Construction ETF
ITB
$2.34B
– –
-54,300
Closed -$56K
ITB icon
437
iShares US Home Construction ETF
ITB
$2.34B
– –
-174,999
Closed -$4.34M
ITUB icon
438
Itaú Unibanco
ITUB
$89.3B
– –
-263,338
Closed -$1.3M
IWM icon
439
PUT
iShares Russell 2000 ETF
IWM
$82.7B
– –
-20,000
Closed -$6K
K
440
CALL
DELISTED
Kellanova
K
– –
-106,500
Closed -$20K
K
441
DELISTED
Kellanova
K
– –
-474,264
Closed -$27.2M
KEY icon
442
KeyCorp
KEY
$24.3B
– –
-892,660
Closed -$12M
KMB icon
443
PUT
Kimberly-Clark
KMB
$36.2B
– –
-104,300
Closed -$160K
KMI icon
444
CALL
Kinder Morgan
KMI
$68.8B
– –
-25,000
Closed -$101K
KOF icon
445
Coca-Cola Femsa
KOF
$23.2B
– –
-3,505
Closed -$427K
KRE icon
446
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
– –
-124,000
Closed -$5.04M
KRG icon
447
Kite Realty
KRG
$5.36B
– –
-458,659
Closed -$12.1M
LPX icon
448
Louisiana-Pacific
LPX
$5.48B
– –
-809,605
Closed -$15M
MDLZ icon
449
CALL
Mondelez International
MDLZ
$80.2B
– –
-600,000
Closed -$1.13M
MDLZ icon
450
Mondelez International
MDLZ
$80.2B
– –
-1,245,000
Closed -$43.9M
16 17
18
19 20

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.