UBS O'Connor’s iShares Russell 2000 ETF IWM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	$10.8K	Buy	+45,000	New	+$11.1M	﹤0.01%	217
2025 Q2	–	Sell	-45,000	Closed	-$172K	–	423
2025 Q1	$172K	Buy	45,000 +9,000	+25%	+$1.95M	﹤0.01%	253
2024 Q4	$216K	Buy	+36,000	New	+$8.21M	0.01%	326
2024 Q3	–	Sell	-180,000	Closed	-$18.9K	–	555
2024 Q2	$18.9K	Buy	+180,000	New	+$36.4M	﹤0.01%	480
2023 Q4	–	Sell	-350,000	Closed	-$1.15M	–	561
2023 Q3	$1.15M	Buy	350,000 +10,000	+3%	+$1.88M	0.02%	314
2023 Q2	$104K	Sell	340,000 -1,890,000	-85%	-$337M	﹤0.01%	491
2023 Q1	$1.73M	Buy	+2,230,000	New	+$411M	0.04%	345
2021 Q2	–	Sell	-50,000	Closed	-$5K	–	907
2021 Q1	$5K	Buy	+50,000	New	+$10.9M	﹤0.01%	803
2020 Q4	–	Sell	-17,000	Closed	-$80K	–	617
2020 Q3	$80K	Buy	+17,000	New	+$2.56M	﹤0.01%	299
2018 Q1	–	Sell	-500,000	Closed	-$148K	–	336
2017 Q4	$148K	Sell	500,000 -100,000	-17%	-$15M	﹤0.01%	276
2017 Q3	$184K	Buy	600,000 +100,000	+20%	+$14.1M	﹤0.01%	317
2017 Q2	$715K	Buy	+500,000	New	+$69.2M	0.01%	327
2016 Q2	–	Sell	-100,000	Closed	-$48K	–	456
2016 Q1	$48K	Sell	100,000 -50,000	-33%	-$5.18M	﹤0.01%	408
2015 Q4	$146K	Sell	150,000 -400,000	-73%	-$46.1M	﹤0.01%	389
2015 Q3	$578K	Buy	550,000 +405,000	+279%	+$48M	0.01%	405
2015 Q2	$297K	Buy	+145,000	New	+$18.1M	0.01%	660
2014 Q4	–	Sell	-20,000	Closed	-$98K	–	673
2014 Q3	$98K	Buy	20,000 +8,900	+80%	+$1.02M	﹤0.01%	422
2014 Q2	$5K	Buy	+11,100	New	+$1.26M	﹤0.01%	428
2014 Q1	–	Sell	-20,000	Closed	-$6K	–	481
2013 Q4	$6K	Buy	+20,000	New	+$2.21M	﹤0.01%	393
2013 Q3	–	Sell	-10,000	Closed	-$12K	–	505
2013 Q2	$12K	Buy	+10,000	New	+$955K	﹤0.01%	502