UBS O'Connor’s iShares Russell 2000 ETF IWM Stock Holding History

UBS O'Connor’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-105,000	Closed	-$288K	–	374
2025 Q2	$288K	Buy	+105,000	New	+$21.1M	0.01%	287
2025 Q1	–	Sell	-45,000	Closed	-$55.5K	–	403
2024 Q4	$55.5K	Sell	45,000 -115,000	-72%	-$26.2M	﹤0.01%	363
2024 Q3	$522K	Buy	+160,000	New	+$34.2M	0.01%	341
2024 Q2	–	Sell	-30,000	Closed	-$205K	–	590
2024 Q1	$205K	Hold	30,000	–	–	0.01%	401
2023 Q4	$128K	Sell	30,000 -10,000	-25%	-$1.79M	﹤0.01%	406
2023 Q3	$97.6K	Buy	40,000 +10,000	+33%	+$1.88M	﹤0.01%	469
2023 Q2	$65.7K	Buy	+30,000	New	+$5.35M	﹤0.01%	503
2017 Q4	–	Sell	-140,000	Closed	-$342K	–	332
2017 Q3	$342K	Buy	+140,000	New	+$19.7M	0.01%	310
2017 Q2	–	Sell	-50,000	Closed	-$4K	–	433
2017 Q1	$4K	Hold	50,000	–	–	﹤0.01%	401
2016 Q4	$68K	Buy	+50,000	New	+$6.39M	﹤0.01%	383

Other funds holding IWM

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Empower Advisory Group Greenwood Village, Colorado $41.9B AUM 18.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Rafferty Asset Management New York $43.9B AUM 121.74% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

UBS O'Connor's IWM Position: Q4 2025 in Review

UBS O'Connor opened a new position in iShares Russell 2000 ETF (IWM) in Q4 2025: 52,000 shares worth $12.8M. The stake represents 0.34% of the portfolio and ranks #30 among its holdings. This is a return to the name: UBS O'Connor previously reported a position in IWM as recently as Q2 2025.

UBS O'Connor first reported a position in IWM in Q1 2014 and has held it in 15 quarters since. The position peaked at $28.5M in Q3 2015. 2,601 funds tracked by Wall St. Rank hold IWM as of Q4 2025.

UBS O'Connor held 52,000 shares of iShares Russell 2000 ETF worth $12.8M as of Q4 2025.
iShares Russell 2000 ETF was a new UBS O'Connor position in Q4 2025.
iShares Russell 2000 ETF made up 0.34% of UBS O'Connor's portfolio in Q4 2025, its #30 holding.
UBS O'Connor first reported a position in iShares Russell 2000 ETF in Q1 2014 and has held it in 15 quarters since.
UBS O'Connor's iShares Russell 2000 ETF position peaked at $28.5M in Q3 2015.
2,601 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q4 2025.

Based on UBS O'Connor's 13F filing for Q4 2025, filed 13 Feb 2026.