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iShares Russell 2000 ETF

662 hedge funds and large institutions have $32B invested in iShares Russell 2000 ETF in 2013 Q3 according to their latest regulatory filings, with 72 funds opening new positions, 269 increasing their positions, 233 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 45

21% more capital invested

Capital invested by funds: $26.5B → $32B (+$5.51B)

15% more repeat investments, than reductions

Existing positions increased: 269 | Existing positions reduced: 233

3% more funds holding

Funds holding: 642662 (+20)

1% less funds holding in top 10

Funds holding in top 10: 117116 (-1)

7.16% less ownership

Funds ownership: 125.7%118.54% (-7.2%)

61% less call options, than puts

Call options by funds: $8.3B | Put options by funds: $21.3B

Holders
662
Holders Change
+20
Holders Change %
+3.12%
% of All Funds
21.47%
Holding in Top 10
116
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-0.85%
% of All Funds
3.76%
New
72
Increased
269
Reduced
233
Closed
45
Calls
$8.3B
Puts
$21.3B
Net Calls
-$13B
Net Calls Change
-$1.03B
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.72B +$1B +9,695,003 +38%
Citigroup
2
Citigroup
New York
$3.18B +$123M +1,193,141 +4%
JP Morgan Chase
3
JP Morgan Chase
New York
$3.09B +$256M +2,471,623 +9%
Goldman Sachs
4
Goldman Sachs
New York
$3.05B +$359M +3,466,862 +14%
GHF
5
Good Harbor Financial
Illinois
$1.67B +$290M +2,800,160 +22%
Bank of America
6
Bank of America
North Carolina
$1.66B -$342M -3,302,663 -18%
Deutsche Bank
7
Deutsche Bank
Germany
$1.65B -$12.4M -119,805 -0.8%
BNP Paribas Financial Markets
8
BNP Paribas Financial Markets
France
$1.59B +$1.37B +13,263,490 +805%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$896M +$560M +5,416,265 +181%
BIT
10
BlackRock Institutional Trust
California
$824M +$81.8M +790,283 +11%
Wells Fargo
11
Wells Fargo
California
$734M -$1.64M -15,845 -0.2%
U
12
UBS
Switzerland
$625M -$3.44M -33,264 -0.6%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$476M +$356M +3,444,018 +337%
VKH
14
Virtu KCG Holdings
New York
$473M +$459M +4,434,800 New
BlackRock
15
BlackRock
New York
$449M +$32.5M +314,180 +8%
CS
16
Credit Suisse
Switzerland
$389M +$270M +2,605,846 +249%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$362M -$20.8M -201,200 -6%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$330M -$320M -3,090,389 -50%
SG Americas Securities
19
SG Americas Securities
New York
$258M -$11.7M -113,439 -4%
BG
20
BlackRock Group
United Kingdom
$197M +$1.24M +12,031 +0.7%
Northern Trust
21
Northern Trust
Illinois
$184M -$746K -7,207 -0.4%
LPL Financial
22
LPL Financial
California
$159M +$38.1M +368,531 +34%
RJA
23
Raymond James & Associates
Florida
$156M +$2.15M +20,829 +1%
Wellington Management Group
24
Wellington Management Group
Massachusetts
$153M +$47.1M +455,172 +46%
JG
25
Jefferies Group
New York
$134M +$128M +1,241,166 +6,768%

IWM Hedge Fund Activity: Q3 2013 in Review

662 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Russell 2000 ETF (IWM) for Q3 2013, worth a combined $32B — up 21% from $26.5B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new IWM positions and 45 closed out — a net gain of 27 holders — while 269 added to existing stakes and 233 trimmed.

The largest buyer was BNP Paribas Financial Markets, adding an estimated $1.37B. The largest seller was Scopus Asset Management, exiting entirely with an estimated $534M sold.

  • 662 institutional investors held iShares Russell 2000 ETF (IWM) as of Q3 2013, up from 642 in Q2 2013.
  • Funds reported $32B of iShares Russell 2000 ETF stock for Q3 2013, up 21% quarter-over-quarter.
  • 72 funds opened new iShares Russell 2000 ETF positions in Q3 2013 and 45 closed out, a net change of +27 holders.
  • The largest iShares Russell 2000 ETF buyer in Q3 2013 was BNP Paribas Financial Markets, an estimated $1.37B added.
  • The largest iShares Russell 2000 ETF seller in Q3 2013 was Scopus Asset Management, an estimated $534M sold.

Based on aggregated 13F filings for Q3 2013.