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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.88B
AUM Growth
+$766M
Cap. Flow
+$480M
Cap. Flow %
6.98%
Top 10 Hldgs %
39.32%
Holding
527
New
147
Increased
85
Reduced
83
Closed
185
Avg Time Held Equity + Options
2.6 quarters
Top 10 Avg Time Held Equity + Options
1.2 quarters
Top 20 Avg Time Held Equity + Options
2 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.2 quarters
Top 20 Avg Time Held Equity only
2 quarters

Top Buys

Rank Stock Value
1
BCR
CR Bard Inc.
BCR
+$198M
2
ALR
Alere Inc
ALR
+$196M
3
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$185M
4
COL
Rockwell Collins
COL
+$182M
5
TWX
Time Warner Inc
TWX
+$146M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$377M
2
WOOF icon
VCA Inc.
WOOF
+$199M
3
TAP icon
Molson Coors Class B
TAP
+$72.3M
4
BIDU icon
Baidu
BIDU
+$53.6M
5
DHR icon
Danaher
DHR
+$43.1M

Sector Composition

Rank Sector Weight
1 Communication Services 17.03%
2 Healthcare 13.89%
3 Industrials 13.62%
4 Consumer Discretionary 10.5%
5 Technology 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPY icon
276
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$546K 0.01%
513,400
+112,500
+28% +$27.7M
2014 Q2
13 quarters
AMT icon
277
American Tower
AMT
$84.9B
$537K 0.01%
+3,927
New +$547K
2017 Q3
0 quarters
HYG icon
278
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$492K 0.01%
700,000
+480,000
+218% +$42.4M
2017 Q2
1 quarter
GCVRZ
279
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$446K 0.01%
1,238,077
– –
2013 Q2
17 quarters
GDP
280
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$437K 0.01%
+45,000
New +$480K
2017 Q3
0 quarters
XOP icon
281
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.96B
$433K 0.01%
+95,250
New +$11.9M
2017 Q3
0 quarters
TLT icon
282
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$46.7B
$409K 0.01%
250,000
+49,400
+25% +$6.21M
2016 Q4
3 quarters
XLV icon
283
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$409K 0.01%
+5,000
New +$402K
2017 Q3
0 quarters
XLI icon
284
State Street Industrial Select Sector SPDR ETF
XLI
$30.3B
$390K 0.01%
+5,500
New +$378K
2017 Q3
0 quarters
IWM icon
285
CALL
iShares Russell 2000 ETF
IWM
$77.4B
$342K 0.01%
+140,000
New +$19.7M
2017 Q3
0 quarters
NTNX icon
286
Nutanix
NTNX
$20.2B
$336K ﹤0.01%
15,000
-171,400
-92% -$3.75M
2017 Q1
2 quarters
CY
287
DELISTED
Cypress Semiconductor
CY
$334K ﹤0.01%
22,247
-77,753
-78% -$1.09M
2017 Q1
2 quarters
EBAY icon
288
PUT
eBay
EBAY
$49.9B
$328K ﹤0.01%
+405,300
New +$14.7M
2017 Q3
0 quarters
VXX icon
289
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$236K ﹤0.01%
100,000
+50,000
+100% +$2.32M
2017 Q2
1 quarter
HYG icon
290
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$215K ﹤0.01%
1,202,500
+202,500
+20% +$17.9M
2017 Q2
1 quarter
PLX icon
291
Protalix BioTherapeutics
PLX
$224M
$188K ﹤0.01%
32,448
– –
2017 Q2
1 quarter
IWM icon
292
PUT
iShares Russell 2000 ETF
IWM
$77.4B
$184K ﹤0.01%
600,000
+100,000
+20% +$14.1M
2017 Q2
1 quarter
DISH
293
CALL
DELISTED
DISH Network Corp.
DISH
$159K ﹤0.01%
82,500
-124,300
-60% -$7.35M
2017 Q2
1 quarter
SYNC
294
DELISTED
Synacor, Inc.
SYNC
$119K ﹤0.01%
44,111
-58,014
-57% -$177K
2017 Q2
1 quarter
RDC
295
CALL
DELISTED
Rowan Companies Plc
RDC
$90K ﹤0.01%
+138,400
New +$1.48M
2017 Q3
0 quarters
XLI icon
296
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$30.3B
$73K ﹤0.01%
508,900
+208,900
+70% +$14.4M
2017 Q2
1 quarter
KTWO icon
297
CALL
DELISTED
K2M Group Holdings, Inc
KTWO
$68K ﹤0.01%
+100,000
New +$2.32M
2017 Q3
0 quarters
TWX
298
PUT
DELISTED
Time Warner Inc
TWX
$61K ﹤0.01%
1,735,500
– –
2017 Q2
1 quarter
CYHHZ
299
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$59K ﹤0.01%
5,055,677
– –
2014 Q1
14 quarters
BPOP icon
300
PUT
Popular Inc
BPOP
$9.97B
$53K ﹤0.01%
+102,200
New +$4.14M
2017 Q3
0 quarters
10 11
12
13 14

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2017 Portfolio in Review

As of Q3 2017, UBS O'Connor held 527 positions worth $6.88B, up 13% from $6.11B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

UBS O'Connor deployed $480M of net new capital in Q3 2017, opening 147 new positions and adding to 85 existing holdings. Its largest new stake was Alere Inc: 3,919,823 shares worth $198M.

By sector, the portfolio is most concentrated in Communication Services at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Molson Coors Class B, an estimated $72.3M trimmed.

  • UBS O'Connor's largest Q3 2017 buy was Alere Inc: 3,919,823 shares worth $198M.
  • UBS O'Connor added most to CR Bard Inc. in Q3 2017, an estimated $198M increase.
  • UBS O'Connor's biggest Q3 2017 reduction was Molson Coors Class B, cutting an estimated $72.3M.
  • UBS O'Connor fully exited Reynolds American Inc in Q3 2017, selling an estimated $377M.
  • UBS O'Connor's ten largest holdings make up 39% of its $6.88B portfolio in Q3 2017.
  • UBS O'Connor opened 147 new positions and closed 185 in Q3 2017.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $6.88B.

Based on UBS O'Connor's 13F filing for Q3 2017, filed 14 Nov 2017.